Retrieving atmospheric thermodynamic and hydrometeor profiles using a thermodynamic-constrained Kalman filter 1D-Var framework based on ground-based microwave radiometer

Abstract. Ground-based microwave radiometers (GMWRs) provide continuous thermodynamic profiling but suffer from degraded accuracy under cloudy and precipitating conditions when using classical one-dimensional variational (1D-Var) retrievals. To address this, we develop a thermodynamic-constrained Kalman filter variational framework (TCKF1D-Var) that enforces moist-thermodynamic consistency through the use of virtual potential temperature as the control variable, employs a ratio-based cost function independent of prescribed background and observation error covariances, and integrates a diagnostic microphysics closure to represent liquid and ice water. Validation over 44 GMWR sites in North China, including seven with collocated radiosondes, shows that TCKF1D-Var systematically reduces temperature and humidity biases relative to ERA5 (European Centre for Medium-Range Weather Forecasts Reanalysis version 5) and 1D-Var, with the largest improvements above 2 km for temperature and below 5.5 km for humidity. Temperature root-mean-square errors remain comparable to ERA5 and lower than 1D-Var below 8.5 km, while humidity errors are improved near the surface though degraded in the mid-troposphere due to vertical-resolution mismatch and channel cross-talk. Evaluation against collocated EarthCARE (Earth Clouds, Aerosols and Radiation Explorer) cloud liquid water content profiles demonstrates that TCKF1D-Var yields the lowest biases and errors and best reproduces observed distributions, confirming the benefit of the microphysics constraint. Case analyses of short-duration heavy rainfall further show that TCKF1D-Var enhances precursor signals of convection, extending the effective lead time for early warning relative to ERA5 and substantially outperforming 1D-Var. These results highlight the value of embedding physical constraints and microphysical closure within GMWR retrievals, offering a practical pathway to improve continuous thermodynamic monitoring and support high-impact weather nowcasting.

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Publication Details

Journal
Geoscientific model development
Published
2026-01-15
DOI
https://doi.org/10.5194/gmd-19-505-2026
Primary Topic
Meteorological Phenomena and Simulations
Type
article
Field-Weighted Citation Impact
0.00

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article

Retrieving atmospheric thermodynamic and hydrometeor profiles using a thermodynamic-constrained Kalman filter 1D-Var framework based on ground-based microwave radiometer

Q. Zhang, Bin Deng, Junjie Yan, Yu Wu et al.
Geoscientific model development
Meteorological Phenomena and Simulations
article

Retrieving atmospheric thermodynamic and hydrometeor profiles using a thermodynamic-constrained Kalman filter 1D-Var framework based on ground-based microwave radiometer

Q. Zhang, Bin Deng, Junjie Yan, Yu Wu, Tianmeng Chen
article en

Abstract

Abstract. Ground-based microwave radiometers (GMWRs) provide continuous thermodynamic profiling but suffer from degraded accuracy under cloudy and precipitating conditions when using classical one-dimensional variational (1D-Var) retrievals. To address this, we develop a thermodynamic-constrained Kalman filter variational framework (TCKF1D-Var) that enforces moist-thermodynamic consistency through the use of virtual potential temperature as the control variable, employs a ratio-based cost function independent of prescribed background and observation error covariances, and integrates a diagnostic microphysics closure to represent liquid and ice water. Validation over 44 GMWR sites in North China, including seven with collocated radiosondes, shows that TCKF1D-Var systematically reduces temperature and humidity biases relative to ERA5 (European Centre for Medium-Range Weather Forecasts Reanalysis version 5) and 1D-Var, with the largest improvements above 2 km for temperature and below 5.5 km for humidity. Temperature root-mean-square errors remain comparable to ERA5 and lower than 1D-Var below 8.5 km, while humidity errors are improved near the surface though degraded in the mid-troposphere due to vertical-resolution mismatch and channel cross-talk. Evaluation against collocated EarthCARE (Earth Clouds, Aerosols and Radiation Explorer) cloud liquid water content profiles demonstrates that TCKF1D-Var yields the lowest biases and errors and best reproduces observed distributions, confirming the benefit of the microphysics constraint. Case analyses of short-duration heavy rainfall further show that TCKF1D-Var enhances precursor signals of convection, extending the effective lead time for early warning relative to ERA5 and substantially outperforming 1D-Var. These results highlight the value of embedding physical constraints and microphysical closure within GMWR retrievals, offering a practical pathway to improve continuous thermodynamic monitoring and support high-impact weather nowcasting.

Geoscientific model developmentVol. 19(1)
China Meteorological Administration (CN), Chinese Academy of Meteorological Sciences (CN), Beijing Meteorological Bureau (CN), Jilin Weather Modification Office (CN), Hainan Meteorological Service (CN)
National Natural Science Foundation of China
Openalex Percentile: Top 90%
Meteorological Phenomena and Simulations
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