State-of-Charge Estimation of Lithium-Ion Batteries Based on GMMCC-AEKF in Non-Gaussian Noise Environment

To improve the accuracy and robustness of lithium-ion battery state of charge (SOC) estimation, this paper proposes a generalized mixture maximum correlation-entropy criterion-based adaptive extended Kalman filter (GMMCC-AEKF) algorithm, addressing the performance degradation of the traditional extended Kalman filter (EKF) under non-Gaussian noise and inaccurate initial conditions. Based on the GMMCC theory, the proposed algorithm introduces an adaptive mechanism and employs two generalized Gaussian kernels to construct a mixed kernel function, thereby formulating the generalized mixture correlation-entropy criterion. This enhances the algorithm’s adaptability to complex non-Gaussian noise. Simultaneously, by incorporating adaptive filtering concepts, the state and measurement covariance matrices are dynamically adjusted to improve stability under varying noise intensities and environmental conditions. Furthermore, the use of statistical linearization and fixed-point iteration techniques effectively improves both the convergence behavior and the accuracy of nonlinear system estimation. To investigate the effectiveness of the suggested method, experiments for SOC estimation were implemented using two lithium-ion cells featuring distinct rated capacities. These tests employed both dynamic stress test (DST) and federal test procedure (FTP) profiles under three representative temperature settings: 40 °C, 25 °C, and 10 °C. The experimental findings prove that when exposed to non-Gaussian noise, the GMMCC-AEKF algorithm consistently outperforms both the traditional EKF and the generalized mixture maximum correlation-entropy-based extended Kalman filter (GMMCC-EKF) under various test conditions. Specifically, under the 25 °C DST profile, GMMCC-AEKF improves estimation accuracy by 86.54% and 10.47% over EKF and GMMCC-EKF, respectively, for the No. 1 battery. Under the FTP profile for the No. 2 battery, it achieves improvements of 55.89% and 28.61%, respectively. Even under extreme temperatures (10 °C, 40 °C), GMMCC-AEKF maintains high accuracy and stable convergence, and the algorithm demonstrates rapid convergence to the true SOC value. In summary, the GMMCC-AEKF confirms excellent estimation accuracy under various temperatures and non-Gaussian noise conditions, contributing a practical approach for accurate SOC estimation in power battery systems.

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Publication Details

Journal
Batteries
Published
2026-01-14
DOI
https://doi.org/10.3390/batteries12010029
Primary Topic
Advanced Battery Technologies Research
Type
article
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article

State-of-Charge Estimation of Lithium-Ion Batteries Based on GMMCC-AEKF in Non-Gaussian Noise Environment

H X Chen, Limin Geng, Chunling Wu, Fuxiang Li et al.
Batteries
Advanced Battery Technologies Research
article

State-of-Charge Estimation of Lithium-Ion Batteries Based on GMMCC-AEKF in Non-Gaussian Noise Environment

H X Chen, Limin Geng, Chunling Wu, Fuxiang Li, Haifeng Wang
article en

Abstract

To improve the accuracy and robustness of lithium-ion battery state of charge (SOC) estimation, this paper proposes a generalized mixture maximum correlation-entropy criterion-based adaptive extended Kalman filter (GMMCC-AEKF) algorithm, addressing the performance degradation of the traditional extended Kalman filter (EKF) under non-Gaussian noise and inaccurate initial conditions. Based on the GMMCC theory, the proposed algorithm introduces an adaptive mechanism and employs two generalized Gaussian kernels to construct a mixed kernel function, thereby formulating the generalized mixture correlation-entropy criterion. This enhances the algorithm’s adaptability to complex non-Gaussian noise. Simultaneously, by incorporating adaptive filtering concepts, the state and measurement covariance matrices are dynamically adjusted to improve stability under varying noise intensities and environmental conditions. Furthermore, the use of statistical linearization and fixed-point iteration techniques effectively improves both the convergence behavior and the accuracy of nonlinear system estimation. To investigate the effectiveness of the suggested method, experiments for SOC estimation were implemented using two lithium-ion cells featuring distinct rated capacities. These tests employed both dynamic stress test (DST) and federal test procedure (FTP) profiles under three representative temperature settings: 40 °C, 25 °C, and 10 °C. The experimental findings prove that when exposed to non-Gaussian noise, the GMMCC-AEKF algorithm consistently outperforms both the traditional EKF and the generalized mixture maximum correlation-entropy-based extended Kalman filter (GMMCC-EKF) under various test conditions. Specifically, under the 25 °C DST profile, GMMCC-AEKF improves estimation accuracy by 86.54% and 10.47% over EKF and GMMCC-EKF, respectively, for the No. 1 battery. Under the FTP profile for the No. 2 battery, it achieves improvements of 55.89% and 28.61%, respectively. Even under extreme temperatures (10 °C, 40 °C), GMMCC-AEKF maintains high accuracy and stable convergence, and the algorithm demonstrates rapid convergence to the true SOC value. In summary, the GMMCC-AEKF confirms excellent estimation accuracy under various temperatures and non-Gaussian noise conditions, contributing a practical approach for accurate SOC estimation in power battery systems.

BatteriesVol. 12(1)
Qinghai University (CN), Chang'an University (CN)
Openalex Percentile: Top 88%
Advanced Battery Technologies Research
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