A Comprehensive Analysis of Safety Failures in Autonomous Driving Using Hybrid Swiss Cheese and SHELL Approach

The advancement of automated driving technologies offers potential safety and efficiency gains, yet safety remains the primary barrier to higher-level deployment. Failures in automated driving systems rarely result from a single technical malfunction. Instead, they emerge from coupled organizational, technical, human, and environmental factors, particularly in partial and conditional automation where human supervision and intervention remain critical. This study systematically identifies safety failures in automated driving systems and analyzes how they propagate across system layers and human–machine interactions. A qualitative case-based analytical approach is adopted by integrating the Swiss Cheese model and the SHELL model. The Swiss Cheese model is used to represent multilayer defensive structures, including governance and policy, perception, planning and decision-making, control and actuation, and human–machine interfaces. The SHELL model structures interaction failures between liveware and software, hardware, environment, and other liveware. The results reveal recurrent cross-layer failure pathways in which interface-level mismatches, such as low-salience alerts, sensor miscalibration, adverse environmental conditions, and inadequate handover communication, align with latent system weaknesses to produce unsafe outcomes. These findings demonstrate that autonomous driving safety failures are predominantly socio-technical in nature rather than purely technological. The proposed hybrid framework provides actionable insights for system designers, operators, and regulators by identifying critical intervention points for improving interface design, operational procedures, and policy-level safeguards in autonomous driving systems.

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Publication Details

Journal
Future Transportation
Published
2026-01-15
DOI
https://doi.org/10.3390/futuretransp6010021
Primary Topic
Human-Automation Interaction and Safety
Type
article
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article

A Comprehensive Analysis of Safety Failures in Autonomous Driving Using Hybrid Swiss Cheese and SHELL Approach

Benedictus Rahardjo, Samuel Trinata Winnyarto, Firda Nur Rizkiani, Taufiq Maulana Firdaus
Future Transportation
Human-Automation Interaction and Safety
article

A Comprehensive Analysis of Safety Failures in Autonomous Driving Using Hybrid Swiss Cheese and SHELL Approach

Benedictus Rahardjo, Samuel Trinata Winnyarto, Firda Nur Rizkiani, Taufiq Maulana Firdaus
article en

Abstract

The advancement of automated driving technologies offers potential safety and efficiency gains, yet safety remains the primary barrier to higher-level deployment. Failures in automated driving systems rarely result from a single technical malfunction. Instead, they emerge from coupled organizational, technical, human, and environmental factors, particularly in partial and conditional automation where human supervision and intervention remain critical. This study systematically identifies safety failures in automated driving systems and analyzes how they propagate across system layers and human–machine interactions. A qualitative case-based analytical approach is adopted by integrating the Swiss Cheese model and the SHELL model. The Swiss Cheese model is used to represent multilayer defensive structures, including governance and policy, perception, planning and decision-making, control and actuation, and human–machine interfaces. The SHELL model structures interaction failures between liveware and software, hardware, environment, and other liveware. The results reveal recurrent cross-layer failure pathways in which interface-level mismatches, such as low-salience alerts, sensor miscalibration, adverse environmental conditions, and inadequate handover communication, align with latent system weaknesses to produce unsafe outcomes. These findings demonstrate that autonomous driving safety failures are predominantly socio-technical in nature rather than purely technological. The proposed hybrid framework provides actionable insights for system designers, operators, and regulators by identifying critical intervention points for improving interface design, operational procedures, and policy-level safeguards in autonomous driving systems.

Future TransportationVol. 6(1)
National Taiwan University of Science and Technology (TW), Binus University (ID), Telkom University (ID)
Peace, Justice and strong institutions
Openalex Percentile: Top 90%
Human-Automation Interaction and Safety
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