Tokenisation over Bounded Alphabets is Hard

Recent works have shown that tokenisation is NP-complete. However, these works assume tokenisation is applied to inputs with unboundedly large alphabets -- an unrealistic assumption, given that in practice tokenisers operate over fixed-size alphabets, such as bytes or Unicode characters. We close this gap by analysing tokenisation over bounded n-ary alphabets, considering two natural variants: bottom-up tokenisation and direct tokenisation, where we must, respectively, select a sequence of merge operations or a vocabulary whose application optimally compresses a dataset. First, we note that proving hardness results for an n-ary alphabet proves the same results for alphabets of any larger size. We then prove that even with binary alphabets, both variants are not only NP-complete, but admit no polynomial-time approximation scheme (unless P=NP). We further show that direct tokenisation remains NP-complete even when applied to unary alphabets. While unary alphabets may not be practically useful, this result establishes that the computational intractability of tokenisation is not an artifact of large alphabets or complex constructions, but a fundamental barrier. Overall, our results explain why practical algorithms such as BPE and UnigramLM are heuristic, and points toward approximation algorithms being an important path going forward for tokenisation research.

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Publication Details

Journal
Repository for Publications and Research Data (ETH Zurich)
Published
2025-11-19
DOI
https://doi.org/10.3929/ethz-c-000791972
Primary Topic
Algorithms and Data Compression
Type
article
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article

Tokenisation over Bounded Alphabets is Hard

Dennis Komm, Philip A. Whittington, Tiago Pimentel, Violeta Kastreva
Repository for Publications and Research Data (ETH Zurich)
Algorithms and Data Compression
article

Tokenisation over Bounded Alphabets is Hard

Dennis Komm, Philip A. Whittington, Tiago Pimentel, Violeta Kastreva
article en

Abstract

Recent works have shown that tokenisation is NP-complete. However, these works assume tokenisation is applied to inputs with unboundedly large alphabets -- an unrealistic assumption, given that in practice tokenisers operate over fixed-size alphabets, such as bytes or Unicode characters. We close this gap by analysing tokenisation over bounded n-ary alphabets, considering two natural variants: bottom-up tokenisation and direct tokenisation, where we must, respectively, select a sequence of merge operations or a vocabulary whose application optimally compresses a dataset. First, we note that proving hardness results for an n-ary alphabet proves the same results for alphabets of any larger size. We then prove that even with binary alphabets, both variants are not only NP-complete, but admit no polynomial-time approximation scheme (unless P=NP). We further show that direct tokenisation remains NP-complete even when applied to unary alphabets. While unary alphabets may not be practically useful, this result establishes that the computational intractability of tokenisation is not an artifact of large alphabets or complex constructions, but a fundamental barrier. Overall, our results explain why practical algorithms such as BPE and UnigramLM are heuristic, and points toward approximation algorithms being an important path going forward for tokenisation research.

Repository for Publications and Research Data (ETH Zurich)
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Algorithms and Data Compression
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