Perturbatively corrected ring-polymer instanton rate theory rigorously captures anharmonicity and deep tunneling
We derive a perturbatively corrected instanton rate theory in the ring-polymer framework (RPI+PC), which significantly enhances the accuracy of instanton theory by using third and fourth derivatives of the potential to capture anharmonic effects. Instanton theory is a rigorous semiclassical method that extends transition-state theory by including quantum tunneling along a well-defined optimal tunneling pathway. However, the standard leading-order instanton theory (RPI) neglects anharmonicity perpendicular to this tunneling path. The RPI+PC method described here corrects this using only local information along the same instanton trajectory as the leading-order theory. Hence, RPI+PC does not require a global potential energy surface and is readily applicable in combination with ab initio electronic-structure methods. The derivation of the RPI+PC result is performed within the flux-correlation formalism using standard techniques from asymptotic analysis, and the final rate expression is shown to be independent of the choice of dividing surface. We demonstrate that RPI+PC represents a systematic improvement over RPI by analyzing its asymptotic properties in the semiclassical limit (ℏ → 0 with total thermal time τtot = βℏ kept constant) and illustrate its improved performance on a series of model systems for which exact results are available for comparison, including the collinear H + H2 reaction and its isotopic variants.
Authors
- Joseph E. Lawrence (ORCID: https://orcid.org/0000-0001-6546-2925)
- Jeremy O. Richardson (ORCID: https://orcid.org/0000-0002-9429-151X)
- Jindra Dušek
Institutions
- ETH Zurich (CH)
- Simons Foundation (US)
- New York University (US)
Publication Details
- Journal
- The Journal of Chemical Physics
- Published
- 2026-01-09
- DOI
- https://doi.org/10.1063/5.0300435
- Citations
- 1
- Primary Topic
- Quantum, superfluid, helium dynamics
- Type
- article
- Field-Weighted Citation Impact
- 31.39
Funders
- National Science Foundation
- Schweizerischer Nationalfonds zur Förderung der Wissenschaftlichen Forschung