Perturbatively corrected ring-polymer instanton rate theory rigorously captures anharmonicity and deep tunneling

We derive a perturbatively corrected instanton rate theory in the ring-polymer framework (RPI+PC), which significantly enhances the accuracy of instanton theory by using third and fourth derivatives of the potential to capture anharmonic effects. Instanton theory is a rigorous semiclassical method that extends transition-state theory by including quantum tunneling along a well-defined optimal tunneling pathway. However, the standard leading-order instanton theory (RPI) neglects anharmonicity perpendicular to this tunneling path. The RPI+PC method described here corrects this using only local information along the same instanton trajectory as the leading-order theory. Hence, RPI+PC does not require a global potential energy surface and is readily applicable in combination with ab initio electronic-structure methods. The derivation of the RPI+PC result is performed within the flux-correlation formalism using standard techniques from asymptotic analysis, and the final rate expression is shown to be independent of the choice of dividing surface. We demonstrate that RPI+PC represents a systematic improvement over RPI by analyzing its asymptotic properties in the semiclassical limit (ℏ → 0 with total thermal time τtot = βℏ kept constant) and illustrate its improved performance on a series of model systems for which exact results are available for comparison, including the collinear H + H2 reaction and its isotopic variants.

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Publication Details

Journal
The Journal of Chemical Physics
Published
2026-01-09
DOI
https://doi.org/10.1063/5.0300435
Citations
1
Primary Topic
Quantum, superfluid, helium dynamics
Type
article
Field-Weighted Citation Impact
31.39

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article

Perturbatively corrected ring-polymer instanton rate theory rigorously captures anharmonicity and deep tunneling

Joseph E. Lawrence, Jeremy O. Richardson, Jindra Dušek
1 citations
The Journal of Chemical Physics
Quantum, superfluid, helium dynamics
31.39
article

Perturbatively corrected ring-polymer instanton rate theory rigorously captures anharmonicity and deep tunneling

Joseph E. Lawrence, Jeremy O. Richardson, Jindra Dušek
article en
1 citations

Abstract

We derive a perturbatively corrected instanton rate theory in the ring-polymer framework (RPI+PC), which significantly enhances the accuracy of instanton theory by using third and fourth derivatives of the potential to capture anharmonic effects. Instanton theory is a rigorous semiclassical method that extends transition-state theory by including quantum tunneling along a well-defined optimal tunneling pathway. However, the standard leading-order instanton theory (RPI) neglects anharmonicity perpendicular to this tunneling path. The RPI+PC method described here corrects this using only local information along the same instanton trajectory as the leading-order theory. Hence, RPI+PC does not require a global potential energy surface and is readily applicable in combination with ab initio electronic-structure methods. The derivation of the RPI+PC result is performed within the flux-correlation formalism using standard techniques from asymptotic analysis, and the final rate expression is shown to be independent of the choice of dividing surface. We demonstrate that RPI+PC represents a systematic improvement over RPI by analyzing its asymptotic properties in the semiclassical limit (ℏ → 0 with total thermal time τtot = βℏ kept constant) and illustrate its improved performance on a series of model systems for which exact results are available for comparison, including the collinear H + H2 reaction and its isotopic variants.

The Journal of Chemical PhysicsVol. 164(2)
ETH Zurich (CH), Simons Foundation (US), New York University (US)
National Science Foundation, Schweizerischer Nationalfonds zur Förderung der Wissenschaftlichen Forschung
Affordable and clean energy
Openalex Percentile: Top 2%
Quantum, superfluid, helium dynamics
31.39
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Perturbatively corrected ring-polymer instanton rate theory rigorously captures anharmonicity and deep tunneling — Joseph E. Lawrence, Jeremy O. Richardson, et al. · The Journal of Chemical Physics (2026) | TGRS Research Map | TGRS