Obtaining the efficiency limits of axial hydrokinetic turbines

For a hydrokinetic turbine in an open field setting, in the absence of flow restrictions, Betz’s limit represents the maximum power coefficient possible. The efficiency of turbines is evaluated against this value, under the assumption that they are connected to the grid, and therefore continuously operating at their maximum power. However, in island model operation (disconnected to the mains) the turbines operate at points between the no load and the maximum power coefficient, being the efficiency limits different from the Betz’s limit. In the present study, a function has been found defining the power efficiency limits depending on the tip speed ratio, for axial turbines in an open channel without blockage. Mathematical deduction uses the actuator disk theory within an open channel, complemented by the Euler equation for turbomachinery. The approach assumes flow simplifications, including steady, one-dimensional, incompressible, and turbulent-free conditions. Furthermore, two dimensionless parameters have been proposed relating the real coefficient curve with the limit one. These parameters enable a better definition -in the whole range of tip speed ratios- of the difference between the actual efficiency and the limits, as well as the potential for improvement. Function and parameters have been calculated for a numerically simulated turbine and three different turbines from a literature benchmark.

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Publication Details

Journal
Energy Nexus
Published
2026-01-08
DOI
https://doi.org/10.1016/j.nexus.2026.100635
Primary Topic
Wind Energy Research and Development
Type
article
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article

Obtaining the efficiency limits of axial hydrokinetic turbines

Alexandre Presas Batlló, Rodolfo Espina Valdés, Víctor Manuel Fernández Pacheco, Eduardo Blanco Marigorta et al.
Energy Nexus
Wind Energy Research and Development
article

Obtaining the efficiency limits of axial hydrokinetic turbines

Alexandre Presas Batlló, Rodolfo Espina Valdés, Víctor Manuel Fernández Pacheco, Eduardo Blanco Marigorta, Ahmed Gharib Yosry, Eduardo Álvarez Álvarez
article en

Abstract

For a hydrokinetic turbine in an open field setting, in the absence of flow restrictions, Betz’s limit represents the maximum power coefficient possible. The efficiency of turbines is evaluated against this value, under the assumption that they are connected to the grid, and therefore continuously operating at their maximum power. However, in island model operation (disconnected to the mains) the turbines operate at points between the no load and the maximum power coefficient, being the efficiency limits different from the Betz’s limit. In the present study, a function has been found defining the power efficiency limits depending on the tip speed ratio, for axial turbines in an open channel without blockage. Mathematical deduction uses the actuator disk theory within an open channel, complemented by the Euler equation for turbomachinery. The approach assumes flow simplifications, including steady, one-dimensional, incompressible, and turbulent-free conditions. Furthermore, two dimensionless parameters have been proposed relating the real coefficient curve with the limit one. These parameters enable a better definition -in the whole range of tip speed ratios- of the difference between the actual efficiency and the limits, as well as the potential for improvement. Function and parameters have been calculated for a numerically simulated turbine and three different turbines from a literature benchmark.

Energy NexusVol. 21
Affordable and clean energy
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Wind Energy Research and Development
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Obtaining the efficiency limits of axial hydrokinetic turbines — Alexandre Presas Batlló, Rodolfo Espina Valdés, et al. · Energy Nexus (2026) | TGRS Research Map | TGRS