Refinements and Generalizations of the Shannon Lower Bound via Extensions of the Kraft Inequality

We derive a few extended versions of the Kraft inequality for lossy compression, which pave the way to the derivation of several refinements and extensions of the well-known Shannon lower bound in a variety of instances of rate-distortion coding. These refinements and extensions include sharper bounds for one-to-one codes and <i>D</i>-semifaithful codes, a Shannon lower bound for distortion measures based on sliding-window functions, and an individual-sequence counterpart of the Shannon lower bound.

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Publication Details

Journal
Entropy
Published
2026-01-09
DOI
https://doi.org/10.3390/e28010076
Primary Topic
Wireless Communication Security Techniques
Type
article
Field-Weighted Citation Impact
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article

Refinements and Generalizations of the Shannon Lower Bound via Extensions of the Kraft Inequality

Neri Merhav
Entropy
Wireless Communication Security Techniques
article

Refinements and Generalizations of the Shannon Lower Bound via Extensions of the Kraft Inequality

Neri Merhav
article en

Abstract

We derive a few extended versions of the Kraft inequality for lossy compression, which pave the way to the derivation of several refinements and extensions of the well-known Shannon lower bound in a variety of instances of rate-distortion coding. These refinements and extensions include sharper bounds for one-to-one codes and <i>D</i>-semifaithful codes, a Shannon lower bound for distortion measures based on sliding-window functions, and an individual-sequence counterpart of the Shannon lower bound.

EntropyVol. 28(1)
Technion – Israel Institute of Technology (IL)
Reduced inequalities
Openalex Percentile: Top 94%
Wireless Communication Security Techniques
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