An optimized recurrence plot method for intelligent diagnosis of early weak faults

Due to strong background noise and complex operating conditions, deep learning-based fault diagnosis encounters excessive data dependency, prolonged training durations, and suboptimal prediction accuracy. In this article, using an improved residual neural network (ResNet) model, an optimized recurrence plot (RP) (OptRP) method is developed to detect early weak faults in bearings. The technique comprises a multiscale RP, a maximum information entropy RP, and a signed RP. First, in order to address the data redundancy and single-scale limitations of RPs, an asymmetric multiscale RP is constructed. Second, using the maximum information entropy as the optimization criterion, an optimal threshold function is designed to overcome the conventional RP’s inability to automatically select the optimal threshold. Finally, a direction vector is defined to resolve the serious trend confusion problem inherent in the conventional RP algorithm during the phase space reconstruction process, and the OptRP image is generated by multiplying the direction vector matrix with the multiscale, maximum information entropy RP. Furthermore, an improved ResNet model, called as improved residual neural network (IResNet), is proposed by incorporating the Inception module. IResNet effectively enhances the multiscale feature extraction capability of the existing ResNet. The effectiveness of the OptRP-IResNet method is validated on a small sample dataset of early weak faults in high-speed train bearings, achieving a 5.61% improvement in a long-time series fault diagnosis experiment. The superiority of the method is further proved by gradient-weighted class activation mapping visualization results.

Authors

Institutions

Publication Details

Journal
Structural Health Monitoring
Published
2026-01-07
DOI
https://doi.org/10.1177/14759217251405388
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

An optimized recurrence plot method for intelligent diagnosis of early weak faults

Qingkai Xiao, X. P. Zhang, J. X. Wang, Ruilan Tian et al.
Structural Health Monitoring
Machine Fault Diagnosis Techniques
article

An optimized recurrence plot method for intelligent diagnosis of early weak faults

Qingkai Xiao, X. P. Zhang, J. X. Wang, Ruilan Tian, Qiang Xue
article en

Abstract

Due to strong background noise and complex operating conditions, deep learning-based fault diagnosis encounters excessive data dependency, prolonged training durations, and suboptimal prediction accuracy. In this article, using an improved residual neural network (ResNet) model, an optimized recurrence plot (RP) (OptRP) method is developed to detect early weak faults in bearings. The technique comprises a multiscale RP, a maximum information entropy RP, and a signed RP. First, in order to address the data redundancy and single-scale limitations of RPs, an asymmetric multiscale RP is constructed. Second, using the maximum information entropy as the optimization criterion, an optimal threshold function is designed to overcome the conventional RP’s inability to automatically select the optimal threshold. Finally, a direction vector is defined to resolve the serious trend confusion problem inherent in the conventional RP algorithm during the phase space reconstruction process, and the OptRP image is generated by multiplying the direction vector matrix with the multiscale, maximum information entropy RP. Furthermore, an improved ResNet model, called as improved residual neural network (IResNet), is proposed by incorporating the Inception module. IResNet effectively enhances the multiscale feature extraction capability of the existing ResNet. The effectiveness of the OptRP-IResNet method is validated on a small sample dataset of early weak faults in high-speed train bearings, achieving a 5.61% improvement in a long-time series fault diagnosis experiment. The superiority of the method is further proved by gradient-weighted class activation mapping visualization results.

Structural Health Monitoring
Shijiazhuang Tiedao University (CN)
Openalex Percentile: Top 94%
Machine Fault Diagnosis Techniques
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

An optimized recurrence plot method for intelligent diagnosis of early weak faults — Qingkai Xiao, X. P. Zhang, et al. · Structural Health Monitoring (2026) | TGRS Research Map | TGRS