Constructive <i>Q</i> -Matrix Identifiability via Novel Tensor Unfolding

This work establishes a new identifiability theory for a cornerstone of various cognitive diagnostic models (CDMs) popular in psychometrics: the Q-matrix. The key idea is a novel tensor-unfolding proof strategy. Representing the joint distribution of <i>J</i> categorical responses as a <i>J</i>-way tensor, we strategically unfold the tensor into matrices in multiple ways and use their rank properties to identify the unknown Q-matrix. This approach departs fundamentally from all prior identifiability analyses in CDMs. Our proof is constructive, elucidating a population-level procedure to exactly recover the Q-matrix within a parameter space where each latent attribute is measured by at least two "pure" items that solely measure this attribute. The theory has several desirable features: it can constructively identify both the Q-matrix and the number of latent attributes; it applies to broad classes of linear and nonlinear CDMs with main or all saturated effects of attributes; and it accommodates polytomous responses, extending beyond classical binary response settings. The new identifiability result unifies and strengthens identifiability guarantees across diverse CDMs. It provides rigorous theoretical foundations and indicates a future pathway toward using tensor unfolding for practical Q-matrix estimation.

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Publication Details

Journal
Psychometrika
Published
2026-01-06
DOI
https://doi.org/10.1017/psy.2025.10078
Primary Topic
Psychometric Methodologies and Testing
Type
article
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article

Constructive Q -Matrix Identifiability via Novel Tensor Unfolding

Yuqi Gu
Psychometrika
Psychometric Methodologies and Testing
article

Constructive Q -Matrix Identifiability via Novel Tensor Unfolding

Yuqi Gu
article en

Abstract

This work establishes a new identifiability theory for a cornerstone of various cognitive diagnostic models (CDMs) popular in psychometrics: the Q-matrix. The key idea is a novel tensor-unfolding proof strategy. Representing the joint distribution of <i>J</i> categorical responses as a <i>J</i>-way tensor, we strategically unfold the tensor into matrices in multiple ways and use their rank properties to identify the unknown Q-matrix. This approach departs fundamentally from all prior identifiability analyses in CDMs. Our proof is constructive, elucidating a population-level procedure to exactly recover the Q-matrix within a parameter space where each latent attribute is measured by at least two "pure" items that solely measure this attribute. The theory has several desirable features: it can constructively identify both the Q-matrix and the number of latent attributes; it applies to broad classes of linear and nonlinear CDMs with main or all saturated effects of attributes; and it accommodates polytomous responses, extending beyond classical binary response settings. The new identifiability result unifies and strengthens identifiability guarantees across diverse CDMs. It provides rigorous theoretical foundations and indicates a future pathway toward using tensor unfolding for practical Q-matrix estimation.

PsychometrikaVol. 91(1)
Columbia University (US)
Reduced inequalities
Openalex Percentile: Top 97%
Psychometric Methodologies and Testing
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