Anticipatory Pitch Control for Small Wind Turbines Using Short-Term Rotor-Speed Prediction with Machine Learning

Small wind turbines operating at low heights frequently experience rapidly fluctuating and highly turbulent wind conditions that challenge conventional reactive pitch-control strategies. Under these non-stationary regimes, sudden gusts produce overspeed events that increase mechanical stress, reduce energy capture, and compromise operational safety. Addressing this limitation requires a control scheme capable of anticipating aerodynamic disturbances rather than responding after they occur. This work proposes a hybrid anticipatory pitch-control approach that integrates a conventional PI regulator with a data-driven rotor-speed prediction model. The main novelty is that short-term rotor-speed forecasting is embedded into a standard PI loop to provide anticipatory action without requiring additional sensing infrastructure or changing the baseline control structure. Using six years of real wind and turbine-operation data, an optimized Random Forest model is trained to forecast rotor speed 20 s ahead based on a 60 s historical window, achieving a prediction accuracy of RMSE = 0.34 rpm and R2 = 0.73 on unseen test data. The predicted uses a sliding-window representation of recent wind–rotor dynamics to estimate the rotor speed at a fixed horizon (t + Δt), and the predicted signal is used as the feedback variable in the PI loop. The method is validated through a high-fidelity MATLAB/Simulink model of 14 kW small horizontal-axis wind turbine, evaluated under four wind scenarios, including two previously unseen conditions characterized by steep gust gradients and quasi-stationary high winds. The simulation results show a reduction in overspeed peaks by up to 35–45%, a decrease in the integral absolute error (IAE) of rotor speed by approximately 30%, and a reduction in pitch-actuator RMS activity of about 25% compared with the conventional PI controller. These findings demonstrate that short-term AI-based rotor-speed prediction can significantly enhance safety, dynamic stability, and control performance in small wind turbines exposed to highly variable atmospheric conditions.

Authors

Institutions

Publication Details

Journal
Energies
Published
2026-01-04
DOI
https://doi.org/10.3390/en19010262
Primary Topic
Wind Energy Research and Development
Type
article
Field-Weighted Citation Impact
0.00

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Anticipatory Pitch Control for Small Wind Turbines Using Short-Term Rotor-Speed Prediction with Machine Learning

Ernesto Chavero-Navarrete, Juan Carlos Jáuregui-Correa, M. Trejo-Perea, Roberto Valentin Carrillo-Serrano et al.
Energies
Wind Energy Research and Development
article

Anticipatory Pitch Control for Small Wind Turbines Using Short-Term Rotor-Speed Prediction with Machine Learning

Ernesto Chavero-Navarrete, Juan Carlos Jáuregui-Correa, M. Trejo-Perea, Roberto Valentin Carrillo-Serrano, José Gabriel RÍOS-MORENO
article en

Abstract

Small wind turbines operating at low heights frequently experience rapidly fluctuating and highly turbulent wind conditions that challenge conventional reactive pitch-control strategies. Under these non-stationary regimes, sudden gusts produce overspeed events that increase mechanical stress, reduce energy capture, and compromise operational safety. Addressing this limitation requires a control scheme capable of anticipating aerodynamic disturbances rather than responding after they occur. This work proposes a hybrid anticipatory pitch-control approach that integrates a conventional PI regulator with a data-driven rotor-speed prediction model. The main novelty is that short-term rotor-speed forecasting is embedded into a standard PI loop to provide anticipatory action without requiring additional sensing infrastructure or changing the baseline control structure. Using six years of real wind and turbine-operation data, an optimized Random Forest model is trained to forecast rotor speed 20 s ahead based on a 60 s historical window, achieving a prediction accuracy of RMSE = 0.34 rpm and R2 = 0.73 on unseen test data. The predicted uses a sliding-window representation of recent wind–rotor dynamics to estimate the rotor speed at a fixed horizon (t + Δt), and the predicted signal is used as the feedback variable in the PI loop. The method is validated through a high-fidelity MATLAB/Simulink model of 14 kW small horizontal-axis wind turbine, evaluated under four wind scenarios, including two previously unseen conditions characterized by steep gust gradients and quasi-stationary high winds. The simulation results show a reduction in overspeed peaks by up to 35–45%, a decrease in the integral absolute error (IAE) of rotor speed by approximately 30%, and a reduction in pitch-actuator RMS activity of about 25% compared with the conventional PI controller. These findings demonstrate that short-term AI-based rotor-speed prediction can significantly enhance safety, dynamic stability, and control performance in small wind turbines exposed to highly variable atmospheric conditions.

EnergiesVol. 19(1)
Autonomous University of Queretaro (MX)
Universidad Autónoma de Querétaro
Affordable and clean energy
Openalex Percentile: Top 98%
Wind Energy Research and Development
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.