A Framework for Anomaly Detection and Evaluation of Rotating Machinery Based on Data-Accumulation-Aware Generative Adversarial Networks and Similarity Estimation

Rotating machinery plays a critical role in industrial systems, and effective anomaly detection and assessment are indispensable for ensuring operational safety and reliability. However, the performance of existing methods is often constrained by the difficulty in acquiring fault samples—such samples are typically scarce during the initial operational phase of equipment. To address this challenge, this paper proposes a novel anomaly detection and evaluation framework based on Data-Accumulation-Aware Generative Adversarial Networks (DAA-GANs) and similarity estimation. The core innovation of this framework lies in its adaptability across different data accumulation stages. During the early operational phase dominated by normal samples, only normal data is used to train the DAA-GAN to establish a baseline detector. As fault data gradually accumulates, the detection threshold undergoes adaptive adjustment through collaborative optimization of normal and abnormal samples, thereby enhancing the detector’s generalization capability. Upon amassing annotated fault samples of varying severity, the framework assesses anomaly severity by analyzing the similarity between test outputs of unknown samples and known fault samples. The framework is validated through two case studies: a fault simulation model for a torque-splitting transmission system and the publicly available Case Western Reserve University (CWRU) bearing dataset. In the simulation case, the detection accuracy reaches 100% for the gear tooth breakage levels. On the CWRU dataset, the proposed method achieves an overall average detection accuracy of 99.83% across three operating speeds (1730/1750/1772 rpm), and the similarity-based assessment provides consistent severity identification. These results demonstrate that the proposed framework can support reliable anomaly detection and severity assessments under progressive data accumulation.

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Publication Details

Journal
Machines
Published
2026-01-02
DOI
https://doi.org/10.3390/machines14010061
Primary Topic
Anomaly Detection Techniques and Applications
Type
article
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article

A Framework for Anomaly Detection and Evaluation of Rotating Machinery Based on Data-Accumulation-Aware Generative Adversarial Networks and Similarity Estimation

Lingjie Tan, Jiyu Zeng, Pingping Luo, Y. C. Yang et al.
Machines
Anomaly Detection Techniques and Applications
article

A Framework for Anomaly Detection and Evaluation of Rotating Machinery Based on Data-Accumulation-Aware Generative Adversarial Networks and Similarity Estimation

Lingjie Tan, Jiyu Zeng, Pingping Luo, Y. C. Yang, Xiangyan Meng, Lei Hu
article en

Abstract

Rotating machinery plays a critical role in industrial systems, and effective anomaly detection and assessment are indispensable for ensuring operational safety and reliability. However, the performance of existing methods is often constrained by the difficulty in acquiring fault samples—such samples are typically scarce during the initial operational phase of equipment. To address this challenge, this paper proposes a novel anomaly detection and evaluation framework based on Data-Accumulation-Aware Generative Adversarial Networks (DAA-GANs) and similarity estimation. The core innovation of this framework lies in its adaptability across different data accumulation stages. During the early operational phase dominated by normal samples, only normal data is used to train the DAA-GAN to establish a baseline detector. As fault data gradually accumulates, the detection threshold undergoes adaptive adjustment through collaborative optimization of normal and abnormal samples, thereby enhancing the detector’s generalization capability. Upon amassing annotated fault samples of varying severity, the framework assesses anomaly severity by analyzing the similarity between test outputs of unknown samples and known fault samples. The framework is validated through two case studies: a fault simulation model for a torque-splitting transmission system and the publicly available Case Western Reserve University (CWRU) bearing dataset. In the simulation case, the detection accuracy reaches 100% for the gear tooth breakage levels. On the CWRU dataset, the proposed method achieves an overall average detection accuracy of 99.83% across three operating speeds (1730/1750/1772 rpm), and the similarity-based assessment provides consistent severity identification. These results demonstrate that the proposed framework can support reliable anomaly detection and severity assessments under progressive data accumulation.

MachinesVol. 14(1)
Hunan University of Science and Technology (CN), National University of Defense Technology (CN), Shandong Xiehe University (CN), China Huadian Corporation (China) (CN)
Industry, innovation and infrastructure
Openalex Percentile: Top 98%
Anomaly Detection Techniques and Applications
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