Robustness of CNN-augmented sequential models for Li-ion battery RUL prediction under data scarcity

Accurate Remaining Useful Life (RUL) prediction for Lithium-ion batteries is critical for system safety, yet its efficacy is frequently limited by data scarcity in industrial contexts. The robustness of hybrid architectures combining Convolutional Neural Networks (CNNs) with sequential models, a potential solution, has not been systematically evaluated. This study addresses this knowledge gap by first using a CNN to derive low-dimensional feature representations from full charge-discharge cycles. We then systematically assess the performance of five prominent sequential models (GRU, LSTM, Transformer, Neural ODE, and Transformer (Pre-LN)) on these features under progressively severe data scarcity (0%, 10%, 30%, and 50% cycle removal). Based on leave-one-out cross-validation on the NASA and CALCE datasets, the analysis demonstrates that the CNN-based feature extraction significantly enhances the robustness of all tested sequential models. Furthermore, recurrent networks such as GRU and LSTM, possessing strong sequential inductive biases, consistently outperform more complex architectures under data-constrained conditions. This research validates a robust predictive methodology and provides practical insights for developing reliable RUL predictors for industrial applications where data is sparse.

Authors

Institutions

Publication Details

Journal
PLoS ONE
Published
2025-12-30
DOI
https://doi.org/10.1371/journal.pone.0339528
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Robustness of CNN-augmented sequential models for Li-ion battery RUL prediction under data scarcity

Jie M. Zhang
PLoS ONE
Advanced Battery Technologies Research
article

Robustness of CNN-augmented sequential models for Li-ion battery RUL prediction under data scarcity

Jie M. Zhang
article en

Abstract

Accurate Remaining Useful Life (RUL) prediction for Lithium-ion batteries is critical for system safety, yet its efficacy is frequently limited by data scarcity in industrial contexts. The robustness of hybrid architectures combining Convolutional Neural Networks (CNNs) with sequential models, a potential solution, has not been systematically evaluated. This study addresses this knowledge gap by first using a CNN to derive low-dimensional feature representations from full charge-discharge cycles. We then systematically assess the performance of five prominent sequential models (GRU, LSTM, Transformer, Neural ODE, and Transformer (Pre-LN)) on these features under progressively severe data scarcity (0%, 10%, 30%, and 50% cycle removal). Based on leave-one-out cross-validation on the NASA and CALCE datasets, the analysis demonstrates that the CNN-based feature extraction significantly enhances the robustness of all tested sequential models. Furthermore, recurrent networks such as GRU and LSTM, possessing strong sequential inductive biases, consistently outperform more complex architectures under data-constrained conditions. This research validates a robust predictive methodology and provides practical insights for developing reliable RUL predictors for industrial applications where data is sparse.

PLoS ONEVol. 20(12)
Capital University of Economics and Business (CN)
National Aeronautics and Space Administration
Industry, innovation and infrastructure
Openalex Percentile: Top 44%
Advanced Battery Technologies Research
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.