Deep Learning-Based State Estimation for Sodium-Ion Batteries Using Long Short-Term Memory Network

Sodium-ion batteries (SIBs) have attracted growing attention as an alternative to lithium-ion technologies for electric mobility and stationary energy-storage applications, owing to the wide availability of sodium resources, cost advantages, and comparatively favorable safety characteristics. Accurate state-of-health (SOH) estimation is essential for safe and reliable SIB deployment, yet existing data-driven methods still suffer from limited accuracy and interpretability, as well as a lack of dedicated aging datasets. This study proposes an explainable SOH estimation methodology based on a long short-term memory (LSTM) network combined with model-agnostic KernelSHAP analysis. Thirteen health indicators (HIs) are extracted from charge/discharge data and post-charge relaxation segments, and the most relevant indicators are selected via Pearson correlation screening as model inputs. Built on these HIs, an LSTM-based multi-step framework is developed to take HI sequences as input and forecast the SOH trajectory over the subsequent 20 cycles. Experimental results show that the proposed method achieves high accuracy and robust cross-cell generalization, with mean absolute error (MAE) below 1.0%, root-mean-square error (RMSE) below 1.2% across all cells, and an average RMSE of about 0.75% in the main cross-cell setting. KernelSHAP-based global and temporal analyses further clarify how different HIs and time positions influence SOH estimates, enhancing model transparency and physical interpretability.

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Publication Details

Journal
Batteries
Published
2025-12-25
DOI
https://doi.org/10.3390/batteries12010006
Citations
1
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.68

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article

Deep Learning-Based State Estimation for Sodium-Ion Batteries Using Long Short-Term Memory Network

Y. H. Li, Yuhao Li, Zhi Li, Haifeng Dai et al.
1 citations
Batteries
Advanced Battery Technologies Research
0.68
article

Deep Learning-Based State Estimation for Sodium-Ion Batteries Using Long Short-Term Memory Network

Y. H. Li, Yuhao Li, Zhi Li, Haifeng Dai, Jiangong Zhu, Bo Jiang
article en
1 citations

Abstract

Sodium-ion batteries (SIBs) have attracted growing attention as an alternative to lithium-ion technologies for electric mobility and stationary energy-storage applications, owing to the wide availability of sodium resources, cost advantages, and comparatively favorable safety characteristics. Accurate state-of-health (SOH) estimation is essential for safe and reliable SIB deployment, yet existing data-driven methods still suffer from limited accuracy and interpretability, as well as a lack of dedicated aging datasets. This study proposes an explainable SOH estimation methodology based on a long short-term memory (LSTM) network combined with model-agnostic KernelSHAP analysis. Thirteen health indicators (HIs) are extracted from charge/discharge data and post-charge relaxation segments, and the most relevant indicators are selected via Pearson correlation screening as model inputs. Built on these HIs, an LSTM-based multi-step framework is developed to take HI sequences as input and forecast the SOH trajectory over the subsequent 20 cycles. Experimental results show that the proposed method achieves high accuracy and robust cross-cell generalization, with mean absolute error (MAE) below 1.0%, root-mean-square error (RMSE) below 1.2% across all cells, and an average RMSE of about 0.75% in the main cross-cell setting. KernelSHAP-based global and temporal analyses further clarify how different HIs and time positions influence SOH estimates, enhancing model transparency and physical interpretability.

BatteriesVol. 12(1)
Tongji University (CN), Hubei University of Arts and Science (CN)
National Natural Science Foundation of China
Affordable and clean energy
Openalex Percentile: Top 22%
Advanced Battery Technologies Research
0.68
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