Deformation Characteristics of Joints in Ultra-Shallow Precast Prefabricated Underground Tunnels Under Dynamic Loads

Ultra-shallow prefabricated underpass tunnel technology has been widely adopted in urban transportation construction owing to its advantages of rapid construction and minimal environmental impact. However, the deformation behavior of tunnel joints under long-term vehicular dynamic loads remains unclear, which constrains the reliability and durability of this technology. To address this, this study focuses on a large cross-section tunnel with five bidirectional lanes. A combined methodology of “refined numerical simulation + long-term cyclic loading model tests” was employed to systematically investigate the dynamic response and cumulative deformation patterns of tunnel joints under different burial depths (3 m, 5 m, and 8 m) and prestress levels (0–0.5 MPa). First, based on the analysis of structural bending moment distribution, various division principles such as zero-moment points and maximum-moment points were compared, leading to the determination of a joint layout scheme primarily adopting a two-segment division. On this basis, a refined numerical model integrating pavement excitation and vehicle dynamic coupling was established, supplemented by a model test with 2 million loading cycles, to reveal the deformation mechanism of joints under both moving vehicle loads and long-term loading. The results indicate the following: (1) burial depth is the decisive factor controlling overall joint deformation—increasing the depth from 3 m to 8 m can reduce the maximum joint opening and slip by approximately 60%; (2) prestress serves as a key measure for restraining joint opening and ensuring waterproofing performance, with its effect being particularly pronounced under shallow burial conditions; (3) based on the dynamic attenuation coefficient, the concept of “sensitive burial depth” (approximately 3.7 m) is proposed, providing a quantitative criterion for identifying tunnels susceptible to surface traffic loads; (4) the recommended two-segment structural division scheme effectively controls deformation while considering construction convenience and waterproofing reliability. The methodological framework of “numerical simulation + model testing” established in this study can provide theoretical support and engineering reference for the long-term performance design and assessment of ultra-shallow prefabricated tunnels.

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Publication Details

Journal
Applied Sciences
Published
2025-12-18
DOI
https://doi.org/10.3390/app152413253
Primary Topic
Geotechnical Engineering and Analysis
Type
article
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article

Deformation Characteristics of Joints in Ultra-Shallow Precast Prefabricated Underground Tunnels Under Dynamic Loads

Applied Sciences
Geotechnical Engineering and Analysis
article

Deformation Characteristics of Joints in Ultra-Shallow Precast Prefabricated Underground Tunnels Under Dynamic Loads

article en

Abstract

Ultra-shallow prefabricated underpass tunnel technology has been widely adopted in urban transportation construction owing to its advantages of rapid construction and minimal environmental impact. However, the deformation behavior of tunnel joints under long-term vehicular dynamic loads remains unclear, which constrains the reliability and durability of this technology. To address this, this study focuses on a large cross-section tunnel with five bidirectional lanes. A combined methodology of “refined numerical simulation + long-term cyclic loading model tests” was employed to systematically investigate the dynamic response and cumulative deformation patterns of tunnel joints under different burial depths (3 m, 5 m, and 8 m) and prestress levels (0–0.5 MPa). First, based on the analysis of structural bending moment distribution, various division principles such as zero-moment points and maximum-moment points were compared, leading to the determination of a joint layout scheme primarily adopting a two-segment division. On this basis, a refined numerical model integrating pavement excitation and vehicle dynamic coupling was established, supplemented by a model test with 2 million loading cycles, to reveal the deformation mechanism of joints under both moving vehicle loads and long-term loading. The results indicate the following: (1) burial depth is the decisive factor controlling overall joint deformation—increasing the depth from 3 m to 8 m can reduce the maximum joint opening and slip by approximately 60%; (2) prestress serves as a key measure for restraining joint opening and ensuring waterproofing performance, with its effect being particularly pronounced under shallow burial conditions; (3) based on the dynamic attenuation coefficient, the concept of “sensitive burial depth” (approximately 3.7 m) is proposed, providing a quantitative criterion for identifying tunnels susceptible to surface traffic loads; (4) the recommended two-segment structural division scheme effectively controls deformation while considering construction convenience and waterproofing reliability. The methodological framework of “numerical simulation + model testing” established in this study can provide theoretical support and engineering reference for the long-term performance design and assessment of ultra-shallow prefabricated tunnels.

Applied SciencesVol. 15(24)
Xinjiang University (CN)
Sustainable cities and communities
Openalex Percentile: Top 38%
Geotechnical Engineering and Analysis
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