Active IRS Assisted Joint Uplink and Downlink Communications

In this paper, we investigate an intelligent reflecting surface (IRS) aided wireless communication system, where active IRSs (AIRSs) are deployed to assist communication between a base station (BS) and users of both the uplink (UL) and downlink (DL). We aim to maximize the weighted sum rate (WSR) of UL and DL communications through joint optimization of BS, AIRS beamforming, and AIRS element allocation. First, we study three deployment schemes, namely distributed AIRSs, BS-side AIRS, and user-side AIRS. For distributed AIRSs, both optimal and near-optimal solutions are derived in closed form. To draw useful insights, we analytically compare the deployment schemes in terms of the rate performance under the single-user setup. For the multi-user case, we consider two beamforming setups at the distributed AIRSs to balance performance and complexity tradeoffs. Regarding the user-adaptive AIRS beamforming, different AIRS beamforming vectors are adopted for each user; while for the static AIRS beamforming, all users share the same beamforming vectors, with identical phase shifts but different amplitudes for UL and DL. With the user-adaptive AIRS beamforming, we focus on the optimization of element allocation for rate maximization. With static AIRS beamforming, we solve the rate maximization problem by optimizing the BS transmit/receive beamformers, user beamforming, and AIRS beamforming. Despite its non-convexity, we develop an efficient alternating optimization (AO) based algorithm that solves each sub-problem optimally. Numerical results validate the practical advantages of distributed AIRSs compared to passive IRS (PIRS), BS-side AIRS, and user-side AIRS, and highlight the benefits of dynamic IRS beamforming.