Strategies for Effective Scope Validation during Pre- and Postaward Phases in Design–Build Infrastructure Projects

In design–build (DB) projects, the design–builder is engaged before the design is fully completed, embedding unknown factors, such as subsurface conditions and design commitments, into the project. Given the limited time available for procurement, these uncertainties can amplify project risks, leading to potential cost overruns, delays, or suboptimal outcomes. Thus, scope validation is a critical process in DB projects to mitigate risks and align project goals across the pre- and postaward phases. This study examines effective risk allocation strategies and collaborative mechanisms employed by state DOTs, leveraging structured interviews, semistructured interviews, and a thematic content analysis of collected data. Consensus key practices, such as proprietary meetings and alternative technical concepts (ATCs), and emerging tools like risk registers, introduced by the Florida DOT, and optimization and refinement periods, implemented by the North Carolina DOT, are analyzed. The findings emphasize the importance of early collaboration, transparent risk allocation, and innovative procurement mechanisms to address project uncertainties. This study provides actionable insights into how state highway agencies and DB teams can work together to mitigate risks, improve project outcomes, and ensure the successful delivery of complex projects.

Institutions

Publication Details

Journal
Journal of Legal Affairs and Dispute Resolution in Engineering and Construction
Published
2025-09-23
DOI
https://doi.org/10.1061/jladah.ladr-1381
Primary Topic
Agriculture, Water, and Health
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Strategies for Effective Scope Validation during Pre- and Postaward Phases in Design–Build Infrastructure Projects

Journal of Legal Affairs and Dispute Resolution in Engineering and Construction
Agriculture, Water, and Health
article

Strategies for Effective Scope Validation during Pre- and Postaward Phases in Design–Build Infrastructure Projects

article en

Abstract

In design–build (DB) projects, the design–builder is engaged before the design is fully completed, embedding unknown factors, such as subsurface conditions and design commitments, into the project. Given the limited time available for procurement, these uncertainties can amplify project risks, leading to potential cost overruns, delays, or suboptimal outcomes. Thus, scope validation is a critical process in DB projects to mitigate risks and align project goals across the pre- and postaward phases. This study examines effective risk allocation strategies and collaborative mechanisms employed by state DOTs, leveraging structured interviews, semistructured interviews, and a thematic content analysis of collected data. Consensus key practices, such as proprietary meetings and alternative technical concepts (ATCs), and emerging tools like risk registers, introduced by the Florida DOT, and optimization and refinement periods, implemented by the North Carolina DOT, are analyzed. The findings emphasize the importance of early collaboration, transparent risk allocation, and innovative procurement mechanisms to address project uncertainties. This study provides actionable insights into how state highway agencies and DB teams can work together to mitigate risks, improve project outcomes, and ensure the successful delivery of complex projects.

Journal of Legal Affairs and Dispute Resolution in Engineering and ConstructionVol. 18(1)
Georgia Institute of Technology (US), Kyung Hee University (KR), Roger Williams University (US)
Industry, innovation and infrastructure
Openalex Percentile: Top 53%
Agriculture, Water, and Health
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.

Strategies for Effective Scope Validation during Pre- and Postaward Phases in Design–Build Infrastructure Projects · Journal of Legal Affairs and Dispute Resolution in Engineering and Construction (2025) | TGRS Research Map | TGRS