Self-consistent dynamical Hubbard functional for correlated solids

Many-body functionals of the Green's function can provide fundamental advances in electronic-structure calculations, due to their ability to accurately predict both spectral and thermodynamic properties, such as angle-resolved photoemission spectroscopy (ARPES) experiments and total energies of materials. However, fully first-principles, self-consistent calculations with these dynamical functionals remain a major challenge, ultimately limiting their application to thermodynamic quantities, and restricting spectral predictions to one-shot calculations. In this paper, we present a fully self-consistent treatment of the electronic structure of solids using a dynamical functional. Our approach leverages the so-called dynamical Hubbard functional, which generalizes the DFT+$U$ correction by incorporating frequency-dependent screening, augmenting the static density functional to accurately describe both spectral and thermodynamic properties of materials with $d$- or $f$-localized orbitals near the Fermi level. To enable this, we employ the algorithmic-inversion method based on a sum-over-poles representation, resulting in a numerically accurate self-consistent scheme for frequency-integrated properties, while keeping real-axis spectral resolution for dynamically-resolved quantities. Using this framework, we study the paradigmatic correlated solid SrVO$_3$, accurately reproducing its spectral features, essentially confirming previous one-shot predictions, and improving the description of its equilibrium properties, such as the equilibrium volume and bulk modulus, bringing these significantly closer to experimental measurements.

Publication Details

Journal
ArXiv.org
Published
2025-08-25
Primary Topic
Geochemistry and Geologic Mapping
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article
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article

Self-consistent dynamical Hubbard functional for correlated solids

ArXiv.org
Geochemistry and Geologic Mapping
article

Self-consistent dynamical Hubbard functional for correlated solids

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Abstract

Many-body functionals of the Green's function can provide fundamental advances in electronic-structure calculations, due to their ability to accurately predict both spectral and thermodynamic properties, such as angle-resolved photoemission spectroscopy (ARPES) experiments and total energies of materials. However, fully first-principles, self-consistent calculations with these dynamical functionals remain a major challenge, ultimately limiting their application to thermodynamic quantities, and restricting spectral predictions to one-shot calculations. In this paper, we present a fully self-consistent treatment of the electronic structure of solids using a dynamical functional. Our approach leverages the so-called dynamical Hubbard functional, which generalizes the DFT+$U$ correction by incorporating frequency-dependent screening, augmenting the static density functional to accurately describe both spectral and thermodynamic properties of materials with $d$- or $f$-localized orbitals near the Fermi level. To enable this, we employ the algorithmic-inversion method based on a sum-over-poles representation, resulting in a numerically accurate self-consistent scheme for frequency-integrated properties, while keeping real-axis spectral resolution for dynamically-resolved quantities. Using this framework, we study the paradigmatic correlated solid SrVO$_3$, accurately reproducing its spectral features, essentially confirming previous one-shot predictions, and improving the description of its equilibrium properties, such as the equilibrium volume and bulk modulus, bringing these significantly closer to experimental measurements.

ArXiv.org
Openalex Percentile: Top 64%
Geochemistry and Geologic Mapping
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