Robust federated learning framework for defending against malicious attacks

Federated Learning (FL) has emerged as a decentralized machine learning paradigm that enables collaborative model training while preserving data privacy. However, its reliance on distributed and unverified client updates makes it highly vulnerable to adversarial attacks such as data poisoning, model poisoning, and backdoor attacks. These threats can degrade performance, compromise integrity, and introduce hidden malicious behaviors, raising serious concerns for FL deployment in safety-critical domains such as healthcare, finance, and IoT. Addressing these challenges requires defense mechanisms that are both effective and privacy-preserving. This thesis presents three novel defense frameworks that enhance the security and reliability of FL. First, we propose Robust Federated Clustering (RFCL), a multi-centre clustering-based aggregation strategy that groups client models by similarity to filter out adversarial updates. RFCL improves resilience to poisoning attacks under highly Non-IID (Non-independent and identically distributed) settings by isolating malicious updates while retaining benign diversity. Second, we introduce Robust Knowledge Distillation (RKD) to mitigate backdoor threats. RKD integrates unsupervised clustering, median model selection, and knowledge distillation to suppress compromised client updates during global aggregation. This approach enables robust learning without requiring access to labeled reference data. Third, we develop Synthetic Data-Driven Conformity Scoring for FL (SD-CSFL), an anomaly detection framework that uses synthetic calibration data, entropy-based nonconformity scoring, and adaptive thresholds to detect gradient manipulation and stealthy backdoors. SD-CSFL operates without accessing client data and remains effective in heterogeneous and adaptive attack scenarios. The proposed methods are evaluated on diverse FL benchmarks—MNIST, Fashion-MNIST, EMNIST, CIFAR-10, and Birds—across a broad spectrum of adversarial settings. Results demonstrate that RFCL, RKD, and SD-CSFL consistently outperform existing defenses, significantly improving FL robustness while preserving model performance and data privacy.

Publication Details

Journal
University of Lancaster
Published
2025-01-01
DOI
https://doi.org/10.17635/lancaster/thesis/2884
Primary Topic
Geochemistry and Geologic Mapping
Type
article
Field-Weighted Citation Impact
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article

Robust federated learning framework for defending against malicious attacks

University of Lancaster
Geochemistry and Geologic Mapping
article

Robust federated learning framework for defending against malicious attacks

article en

Abstract

Federated Learning (FL) has emerged as a decentralized machine learning paradigm that enables collaborative model training while preserving data privacy. However, its reliance on distributed and unverified client updates makes it highly vulnerable to adversarial attacks such as data poisoning, model poisoning, and backdoor attacks. These threats can degrade performance, compromise integrity, and introduce hidden malicious behaviors, raising serious concerns for FL deployment in safety-critical domains such as healthcare, finance, and IoT. Addressing these challenges requires defense mechanisms that are both effective and privacy-preserving. This thesis presents three novel defense frameworks that enhance the security and reliability of FL. First, we propose Robust Federated Clustering (RFCL), a multi-centre clustering-based aggregation strategy that groups client models by similarity to filter out adversarial updates. RFCL improves resilience to poisoning attacks under highly Non-IID (Non-independent and identically distributed) settings by isolating malicious updates while retaining benign diversity. Second, we introduce Robust Knowledge Distillation (RKD) to mitigate backdoor threats. RKD integrates unsupervised clustering, median model selection, and knowledge distillation to suppress compromised client updates during global aggregation. This approach enables robust learning without requiring access to labeled reference data. Third, we develop Synthetic Data-Driven Conformity Scoring for FL (SD-CSFL), an anomaly detection framework that uses synthetic calibration data, entropy-based nonconformity scoring, and adaptive thresholds to detect gradient manipulation and stealthy backdoors. SD-CSFL operates without accessing client data and remains effective in heterogeneous and adaptive attack scenarios. The proposed methods are evaluated on diverse FL benchmarks—MNIST, Fashion-MNIST, EMNIST, CIFAR-10, and Birds—across a broad spectrum of adversarial settings. Results demonstrate that RFCL, RKD, and SD-CSFL consistently outperform existing defenses, significantly improving FL robustness while preserving model performance and data privacy.

University of Lancaster
Peace, Justice and strong institutions
Openalex Percentile: Top 72%
Geochemistry and Geologic Mapping
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