Interpretable XGBoost-based predictions of shear wave velocity from CPTu data

Abstract Accurate estimation of shear wave velocity (V s ) is critical for offshore geotechnical design, yet direct measurements remain sparse due to cost and logistical constraints. Empirical correlations of V s from cone penetration test data are derived for specific conditions, thus introducing uncertainty when applied more generally. Machine learning (ML) based correlations have become popular, yet to date have prioritised accuracy over interpretability. To address this gap and enhance transparency, this study integrates the computationally efficient XGBoost technique with SHapley Additive exPlanations (SHAP) to predict V s and attribute prediction contributions to individual input features. A combined open-source dataset of 7485 paired cone penetration test data with pore pressure measurement (CPTu) and V s measurements was integrated and used for training and validation. SHAP analysis on a testing dataset of 1526 samples shows that depth, corrected cone resistance (q t ), and sleeve friction (f s ) are the most influential features, with depth increasing in importance when the V s predicted deviates from the mean V s in the training dataset. Compared to a widely used empirical correlation, the ML approach demonstrated superior accuracy across most cases, while also offering insight into decision-making logic. This study highlights the value of interpretable ML in offshore site investigations, with this specific CPTu-V s interpretable ML model particularly relevant to bottom-fixed foundation designs for offshore wind developments, which are governed by stiffness criteria, in V s data-limited projects.

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Publication Details

Journal
Marine Geophysical Research
Published
2025-12-20
DOI
https://doi.org/10.1007/s11001-025-09602-6
Primary Topic
Geotechnical Engineering and Soil Mechanics
Type
article
Field-Weighted Citation Impact
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article

Interpretable XGBoost-based predictions of shear wave velocity from CPTu data

J Richard Willis, Héctor Marín‐Moreno, Susan Gourvenec, Yuting Zhang
Marine Geophysical Research
Geotechnical Engineering and Soil Mechanics
article

Interpretable XGBoost-based predictions of shear wave velocity from CPTu data

J Richard Willis, Héctor Marín‐Moreno, Susan Gourvenec, Yuting Zhang
article en

Abstract

Abstract Accurate estimation of shear wave velocity (V s ) is critical for offshore geotechnical design, yet direct measurements remain sparse due to cost and logistical constraints. Empirical correlations of V s from cone penetration test data are derived for specific conditions, thus introducing uncertainty when applied more generally. Machine learning (ML) based correlations have become popular, yet to date have prioritised accuracy over interpretability. To address this gap and enhance transparency, this study integrates the computationally efficient XGBoost technique with SHapley Additive exPlanations (SHAP) to predict V s and attribute prediction contributions to individual input features. A combined open-source dataset of 7485 paired cone penetration test data with pore pressure measurement (CPTu) and V s measurements was integrated and used for training and validation. SHAP analysis on a testing dataset of 1526 samples shows that depth, corrected cone resistance (q t ), and sleeve friction (f s ) are the most influential features, with depth increasing in importance when the V s predicted deviates from the mean V s in the training dataset. Compared to a widely used empirical correlation, the ML approach demonstrated superior accuracy across most cases, while also offering insight into decision-making logic. This study highlights the value of interpretable ML in offshore site investigations, with this specific CPTu-V s interpretable ML model particularly relevant to bottom-fixed foundation designs for offshore wind developments, which are governed by stiffness criteria, in V s data-limited projects.

Marine Geophysical ResearchVol. 47(1)
University of Southampton (GB)
Royal Academy of Engineering
Openalex Percentile: Top 58%
Geotechnical Engineering and Soil Mechanics
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Interpretable XGBoost-based predictions of shear wave velocity from CPTu data — J Richard Willis, Héctor Marín‐Moreno, et al. · Marine Geophysical Research (2025) | TGRS Research Map | TGRS