Optimization of small spacing tunnel excavation method and prediction model for deformation and stress

As China’s railway network expands, the complexity of tunnel engineering has increased, particularly for large cross section and small spacing tunnels. These tunnels exhibit significant excavation spans, multiple construction stages, and interdependent construction processes. However, the effects of different tunnel excavation methods on the deformation and stress distribution during the excavation process are still not clear. Therefore, based on a small spacing railway tunnel in Chongqing, this study employs monitoring, numerical simulation, and machine learning methods [gray wolf optimizer (GWO), particle swarm optimization (PSO), and genetic algorithm (GA)] to analyze tunnel deformation and stress. A method for automatic parameter optimization was proposed, which improved the accuracy of the machine learning prediction model (the error has decreased from 9.38% to 0.67%). The results indicate that the center cross diagram and double side drift methods reduce deformations and stress compared to the bench method (reduced by 55.03% and 54.36%, respectively). The GWO model demonstrates superior predictive performance for vault deformations and stress; the R2 of GWO was increased by 0.06 compared to that of PSO and by 0.047 compared to that of GA.

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Publication Details

Journal
AIP Advances
Published
2025-12-01
DOI
https://doi.org/10.1063/5.0310712
Primary Topic
Geotechnical Engineering and Analysis
Type
article
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Optimization of small spacing tunnel excavation method and prediction model for deformation and stress

Jingsong Chen, Xin Li, Yilin Liu
AIP Advances
Geotechnical Engineering and Analysis
article

Optimization of small spacing tunnel excavation method and prediction model for deformation and stress

Jingsong Chen, Xin Li, Yilin Liu
article en

Abstract

As China’s railway network expands, the complexity of tunnel engineering has increased, particularly for large cross section and small spacing tunnels. These tunnels exhibit significant excavation spans, multiple construction stages, and interdependent construction processes. However, the effects of different tunnel excavation methods on the deformation and stress distribution during the excavation process are still not clear. Therefore, based on a small spacing railway tunnel in Chongqing, this study employs monitoring, numerical simulation, and machine learning methods [gray wolf optimizer (GWO), particle swarm optimization (PSO), and genetic algorithm (GA)] to analyze tunnel deformation and stress. A method for automatic parameter optimization was proposed, which improved the accuracy of the machine learning prediction model (the error has decreased from 9.38% to 0.67%). The results indicate that the center cross diagram and double side drift methods reduce deformations and stress compared to the bench method (reduced by 55.03% and 54.36%, respectively). The GWO model demonstrates superior predictive performance for vault deformations and stress; the R2 of GWO was increased by 0.06 compared to that of PSO and by 0.047 compared to that of GA.

AIP AdvancesVol. 15(12)
Chongqing University (CN), Sichuan Highway Design and Research Institute (CN), Sichuan Research Center of New Materials (CN)
Openalex Percentile: Top 53%
Geotechnical Engineering and Analysis
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Optimization of small spacing tunnel excavation method and prediction model for deformation and stress — Jingsong Chen, Xin Li, et al. · AIP Advances (2025) | TGRS Research Map | TGRS