Generalized non‐Hermitian Hamiltonian for guided resonances in photonic crystal slabs

We develop a generalized non-Hermitian Hamiltonian formalism for guided resonances in photonic crystal slabs, derived directly from Maxwell's equations through a systematic guided-mode expansion. By expanding the electromagnetic fields over the complete mode basis of an unpatterned slab and systematically integrating out radiative Fabry-Pérot channels, we obtain the analytical operator structure of the Hamiltonian, which treats guided-mode coupling and radiation losses on equal footing. The resulting Hamiltonian provides explicit expressions for both dispersive and radiative coupling terms in terms of modal overlap integrals and Fourier components of the permittivity modulation. For specific geometries, the Hamiltonian coefficients can be extracted from full-wave simulations, enabling accurate modeling without phenomenological assumptions. As a case study, we investigate hexagonal lattices with both preserved and broken <i>C</i> <sub>6</sub> symmetry, demonstrating predictive agreement for complex band structures, near-field distributions, and far-field polarization patterns. In particular, the formalism reproduces symmetry-protected bound states in the continuum (BICs) at the Γ point, accidental off-Γ BICs near the Γ point, and the emergence of chiral exceptional points (EPs). It also captures the tunable behavior of eigenmodes near the <i>K</i> point, including Dirac-point shifts and the emergence of quasi-BICs or bandgap openings, depending on the nature of <i>C</i> <sub>6</sub> symmetry breaking. We further demonstrate in the Appendix that the same formalism extends naturally to other symmetry classes, including <i>C</i> <sub>2</sub> (1D grating) and <i>C</i> <sub>4</sub> (square lattice) photonic crystal slabs. This approach enables predictive and efficient modeling of complex photonic resonances, revealing their topological and symmetry-protected characteristics in non-Hermitian systems.

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Publication Details

Journal
Nanophotonics
Published
2025-12-01
DOI
https://doi.org/10.1515/nanoph-2025-0393
Primary Topic
Quantum Mechanics and Non-Hermitian Physics
Type
article
Field-Weighted Citation Impact
0.00

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article

Generalized non‐Hermitian Hamiltonian for guided resonances in photonic crystal slabs

Xavier Letartre, Quynh Le‐Van, Cuong Dang, Hai Son Nguyen et al.
Nanophotonics
Quantum Mechanics and Non-Hermitian Physics
article

Generalized non‐Hermitian Hamiltonian for guided resonances in photonic crystal slabs

Xavier Letartre, Quynh Le‐Van, Cuong Dang, Hai Son Nguyen, Hung Son Nguyen, Viet Anh Nguyen, Zhiyi Yuan, Dung Xuan Nguyen, Son Tung Ha
article en

Abstract

We develop a generalized non-Hermitian Hamiltonian formalism for guided resonances in photonic crystal slabs, derived directly from Maxwell's equations through a systematic guided-mode expansion. By expanding the electromagnetic fields over the complete mode basis of an unpatterned slab and systematically integrating out radiative Fabry-Pérot channels, we obtain the analytical operator structure of the Hamiltonian, which treats guided-mode coupling and radiation losses on equal footing. The resulting Hamiltonian provides explicit expressions for both dispersive and radiative coupling terms in terms of modal overlap integrals and Fourier components of the permittivity modulation. For specific geometries, the Hamiltonian coefficients can be extracted from full-wave simulations, enabling accurate modeling without phenomenological assumptions. As a case study, we investigate hexagonal lattices with both preserved and broken <i>C</i> <sub>6</sub> symmetry, demonstrating predictive agreement for complex band structures, near-field distributions, and far-field polarization patterns. In particular, the formalism reproduces symmetry-protected bound states in the continuum (BICs) at the Γ point, accidental off-Γ BICs near the Γ point, and the emergence of chiral exceptional points (EPs). It also captures the tunable behavior of eigenmodes near the <i>K</i> point, including Dirac-point shifts and the emergence of quasi-BICs or bandgap openings, depending on the nature of <i>C</i> <sub>6</sub> symmetry breaking. We further demonstrate in the Appendix that the same formalism extends naturally to other symmetry classes, including <i>C</i> <sub>2</sub> (1D grating) and <i>C</i> <sub>4</sub> (square lattice) photonic crystal slabs. This approach enables predictive and efficient modeling of complex photonic resonances, revealing their topological and symmetry-protected characteristics in non-Hermitian systems.

NanophotonicsVol. 14(27)
Université Claude Bernard Lyon 1 (FR), École Centrale de Lyon (FR), Centre National de la Recherche Scientifique (FR), Nanyang Technological University (SG), Institut Universitaire de France (FR), Institut des Nanotechnologies de Lyon (FR), Institute for Basic Science (KR), Institute of Materials Research and Engineering (SG), Quy Nhon University (VN), VinUniversity (VN), Singapore-MIT Alliance for Research and Technology (SG), Institut National des Sciences Appliquées de Lyon (FR)
National Foundation for Science and Technology Development, Ministry of Education - Singapore, Agence Nationale de la Recherche, Institute for Basic Science
Openalex Percentile: Top 67%
Quantum Mechanics and Non-Hermitian Physics
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