Symmetry Breaking Mechanisms and Pressure Pulsation Characteristics in a Large-Scale Francis Turbine Under Variable Head Operation

Flexible grid regulation necessitates Francis turbines to operate at heads of 120–180 m (compared to the rated head of 154.6 m), breaking the designed rotational symmetry and inducing hydraulic instabilities that threaten structural integrity and operational reliability. This study presents extensive field measurements of pressure pulsations in a 600 MW prototype Francis turbine operating at heads of 120–180 m and loads of 20–600 MW across 77 operating conditions (7 head levels × 11 load points). We strategically positioned high-precision piezoelectric pressure sensors at three critical locations—volute inlet, vaneless space, and draft tube cone—to capture the amplitude and frequency characteristics of symmetry-breaking phenomena. Advanced signal processing revealed three distinct mechanisms with characteristic pressure pulsation signatures: (1) Draft tube rotating vortex rope (RVR) represents spontaneous breaking of axial symmetry, exhibiting helical precession at 0.38 Hz (approximately 0.18 fn, where fn = 2.08 Hz) with maximum peak-to-peak amplitudes of 108 kPa (87% of the rated pressure prated = 124 kPa) at H = 180 m and P = 300 MW, demonstrating approximately 70% amplitude reduction potential through load-based operational strategies. (2) Vaneless space rotor-stator interaction (RSI) reflects periodic disruption of the combined C24 × C13 symmetry at the blade-passing frequency of 27.1 Hz (Nr × fn = 13 × 2.08 Hz), reaching peak amplitudes of 164 kPa (132% prated) at H = 180 m and P = 150 MW, representing the most severe symmetry-breaking phenomenon. (3) Volute multi-point excitation exhibits broadband spectral characteristics (4–10 Hz) with peak amplitudes of 146 kPa (118% prated) under small guide vane openings. The spatial amplitude hierarchy—vaneless space (164 kPa) > volute (146 kPa) > draft tube (108 kPa)—directly correlates with the local symmetry-breaking intensity, providing quantitative evidence for the relationship between geometric symmetry disruption and hydraulic excitation magnitude. Systematic head-dependent amplitude increases of 22–43% across all monitoring locations are attributed to effects related to Euler head scaling and Reynolds number variation, with the vaneless space demonstrating the highest sensitivity (0.83 kPa/m, equivalent to 0.67% prated/m). The study establishes data-driven operational guidelines identifying forbidden operating regions (H = 160–180 m, P = 20–150 MW for vaneless space; H = 160–180 m, P = 250–350 MW for draft tube) and critical monitoring frequencies (0.38 Hz for RVR, 27.1 Hz for RSI), providing essential reference data for condition monitoring systems and operational optimization of large Francis turbines functioning as flexible grid-regulating units in renewable energy integration scenarios.

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Publication Details

Journal
Symmetry
Published
2025-12-14
DOI
https://doi.org/10.3390/sym17122151
Primary Topic
Cavitation Phenomena in Pumps
Type
article
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article

Symmetry Breaking Mechanisms and Pressure Pulsation Characteristics in a Large-Scale Francis Turbine Under Variable Head Operation

Xiaobing Liu, Haiku Zhang, Zhizhong Zhang, Hong Hua
Symmetry
Cavitation Phenomena in Pumps
article

Symmetry Breaking Mechanisms and Pressure Pulsation Characteristics in a Large-Scale Francis Turbine Under Variable Head Operation

Xiaobing Liu, Haiku Zhang, Zhizhong Zhang, Hong Hua
article en

Abstract

Flexible grid regulation necessitates Francis turbines to operate at heads of 120–180 m (compared to the rated head of 154.6 m), breaking the designed rotational symmetry and inducing hydraulic instabilities that threaten structural integrity and operational reliability. This study presents extensive field measurements of pressure pulsations in a 600 MW prototype Francis turbine operating at heads of 120–180 m and loads of 20–600 MW across 77 operating conditions (7 head levels × 11 load points). We strategically positioned high-precision piezoelectric pressure sensors at three critical locations—volute inlet, vaneless space, and draft tube cone—to capture the amplitude and frequency characteristics of symmetry-breaking phenomena. Advanced signal processing revealed three distinct mechanisms with characteristic pressure pulsation signatures: (1) Draft tube rotating vortex rope (RVR) represents spontaneous breaking of axial symmetry, exhibiting helical precession at 0.38 Hz (approximately 0.18 fn, where fn = 2.08 Hz) with maximum peak-to-peak amplitudes of 108 kPa (87% of the rated pressure prated = 124 kPa) at H = 180 m and P = 300 MW, demonstrating approximately 70% amplitude reduction potential through load-based operational strategies. (2) Vaneless space rotor-stator interaction (RSI) reflects periodic disruption of the combined C24 × C13 symmetry at the blade-passing frequency of 27.1 Hz (Nr × fn = 13 × 2.08 Hz), reaching peak amplitudes of 164 kPa (132% prated) at H = 180 m and P = 150 MW, representing the most severe symmetry-breaking phenomenon. (3) Volute multi-point excitation exhibits broadband spectral characteristics (4–10 Hz) with peak amplitudes of 146 kPa (118% prated) under small guide vane openings. The spatial amplitude hierarchy—vaneless space (164 kPa) > volute (146 kPa) > draft tube (108 kPa)—directly correlates with the local symmetry-breaking intensity, providing quantitative evidence for the relationship between geometric symmetry disruption and hydraulic excitation magnitude. Systematic head-dependent amplitude increases of 22–43% across all monitoring locations are attributed to effects related to Euler head scaling and Reynolds number variation, with the vaneless space demonstrating the highest sensitivity (0.83 kPa/m, equivalent to 0.67% prated/m). The study establishes data-driven operational guidelines identifying forbidden operating regions (H = 160–180 m, P = 20–150 MW for vaneless space; H = 160–180 m, P = 250–350 MW for draft tube) and critical monitoring frequencies (0.38 Hz for RVR, 27.1 Hz for RSI), providing essential reference data for condition monitoring systems and operational optimization of large Francis turbines functioning as flexible grid-regulating units in renewable energy integration scenarios.

SymmetryVol. 17(12)
Xihua University (CN), Daikin (United States) (US), Yalong Hydro (China) (CN)
Openalex Percentile: Top 56%
Cavitation Phenomena in Pumps
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