Enhanced etching resistance of Y2O3 films through microstructure control via thermal annealing

Y 2 O 3 films with enhanced etching resistance were fabricated on silicon substrates using RF magnetron sputtering followed by vacuum annealing at 300 °C, 600 °C, and 900 °C. The films were systematically evaluated under chemical, mixed, and physical plasma etching environments using CF 4 /Ar/O 2 gas mixtures. Annealing at 900 °C transformed the microstructure from quasi-circular grains to densely packed polygonal grains with layered stacking, significantly improving the structural compactness of film. Y 2 O 3 films demonstrated superior etching resistance compared to conventional materials including Al 2 O 3 , SiC, AlN, and quartz. The 900 °C-annealed film under vacuum showed highest resistance under chemical and mixed etching, while the 600 °C-annealed film under vacuum performed best under physical etching due to superior hardness (7.2 ± 2.0 GPa). Nanomechanical testing revealed that physical etching resistance correlates with hardness, while chemical and mixed etching resistance depends on the structural compactness of film. Nano-indentation and nano-scratch testing showed that coatings annealed in air were softer and less scratch-resistant than those annealed in vacuum, with differences being more pronounced in statistically distributed nano-scratch testing. X-ray photoelectron spectroscopy confirmed distinct mechanisms: chemical etching involves protective Y F bond formation, mixed etching shows enhanced Y F stability, and physical etching induces oxygen vacancies. This study establishes a cost-effective strategy for enhancing etching resistance through microstructural optimization, offering promising implications for semiconductor manufacturing applications. • Y 2 O 3 film etching resistance enhanced by microstructure control via annealing • Vacuum annealing at 900 °C increased film density, improving resistance. • Y 2 O 3 film showed superior etching resistance to common materials. • Physical etching resistance correlated with film hardness, optimal at 600 °C • Statistically-distributed nano-scratch testing revealed damage mechanisms.

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Publication Details

Journal
Surface and Coatings Technology
Published
2025-12-09
DOI
https://doi.org/10.1016/j.surfcoat.2025.133040
Primary Topic
Optical Coatings and Gratings
Type
article
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Enhanced etching resistance of Y2O3 films through microstructure control via thermal annealing

Shiao Wang, Hongyang Zhao, Qiang Fu, Ben D. Beake et al.
Surface and Coatings Technology
Optical Coatings and Gratings
article

Enhanced etching resistance of Y2O3 films through microstructure control via thermal annealing

Shiao Wang, Hongyang Zhao, Qiang Fu, Ben D. Beake, Tomasz W. Liskiewicz
article en

Abstract

Y 2 O 3 films with enhanced etching resistance were fabricated on silicon substrates using RF magnetron sputtering followed by vacuum annealing at 300 °C, 600 °C, and 900 °C. The films were systematically evaluated under chemical, mixed, and physical plasma etching environments using CF 4 /Ar/O 2 gas mixtures. Annealing at 900 °C transformed the microstructure from quasi-circular grains to densely packed polygonal grains with layered stacking, significantly improving the structural compactness of film. Y 2 O 3 films demonstrated superior etching resistance compared to conventional materials including Al 2 O 3 , SiC, AlN, and quartz. The 900 °C-annealed film under vacuum showed highest resistance under chemical and mixed etching, while the 600 °C-annealed film under vacuum performed best under physical etching due to superior hardness (7.2 ± 2.0 GPa). Nanomechanical testing revealed that physical etching resistance correlates with hardness, while chemical and mixed etching resistance depends on the structural compactness of film. Nano-indentation and nano-scratch testing showed that coatings annealed in air were softer and less scratch-resistant than those annealed in vacuum, with differences being more pronounced in statistically distributed nano-scratch testing. X-ray photoelectron spectroscopy confirmed distinct mechanisms: chemical etching involves protective Y F bond formation, mixed etching shows enhanced Y F stability, and physical etching induces oxygen vacancies. This study establishes a cost-effective strategy for enhancing etching resistance through microstructural optimization, offering promising implications for semiconductor manufacturing applications. • Y 2 O 3 film etching resistance enhanced by microstructure control via annealing • Vacuum annealing at 900 °C increased film density, improving resistance. • Y 2 O 3 film showed superior etching resistance to common materials. • Physical etching resistance correlated with film hardness, optimal at 600 °C • Statistically-distributed nano-scratch testing revealed damage mechanisms.

Surface and Coatings TechnologyVol. 520
Manchester Metropolitan University (GB), Micro Materials (United Kingdom) (GB), Wuhan Institute of Technology (CN)
Openalex Percentile: Top 64%
Optical Coatings and Gratings
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