Optimized ANN–RF hybrid model with optuna for fault detection and classification in power transmission systems

This study proposes a hybrid machine learning approach that integrates Artificial Neural Networks (ANN) and Random Forest (RF) classifiers, enhanced by Optuna hyperparameter optimization, for fault detection and classification in power transmission networks. The model is trained on a synthetic dataset generated from MATLAB/Simulink simulations of an 11 kV multi-generator system, incorporating three-phase current (Ia, Ib, Ic) and voltage (Va, Vb, Vc) signals under fault scenarios such as line-to-ground (LG), double line-to-ground (LLG), and three-phase symmetrical (LLLG) faults. To address class imbalance, the Synthetic Minority Oversampling Technique (SMOTE) is applied, ensuring balanced representation of rare fault categories. The ANN-RF model achieves superior performance, with 99.8% accuracy, 99.5% precision, and 99.4% recall, consistently outperforming traditional classifiers including K-Nearest Neighbors, Bagging, AdaBoost, and Gradient Boosting. Its effectiveness arises from ANN's non-linear feature extraction, RF's ensemble robustness, and Optuna's hyperparameter tuning, with SMOTE improving detection of rare fault types. Compared with advanced models such as Modified InceptionV3 (98.93% accuracy) and Extreme Learning Machines (99.60% accuracy), the proposed approach provides a balanced trade-off between sensitivity and specificity, offering a reliable solution for fault identification. Nonetheless, challenges in computational efficiency and reliance on simulated data highlight the need for validation with real-world measurements and further optimization for real-time smart grid applications.

Authors

Institutions

Publication Details

Journal
Scientific Reports
Published
2025-12-08
DOI
https://doi.org/10.1038/s41598-025-31008-y
Citations
3
Primary Topic
Power Systems Fault Detection
Type
article
Field-Weighted Citation Impact
3.64

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Optimized ANN–RF hybrid model with optuna for fault detection and classification in power transmission systems

Emrah Aslan, Feyyaz Alpsalaz, Yıldırım ÖZÜPAK, Hasan Uzel
3 citations
Scientific Reports
Power Systems Fault Detection
3.64
article

Optimized ANN–RF hybrid model with optuna for fault detection and classification in power transmission systems

Emrah Aslan, Feyyaz Alpsalaz, Yıldırım ÖZÜPAK, Hasan Uzel
article en
3 citations

Abstract

This study proposes a hybrid machine learning approach that integrates Artificial Neural Networks (ANN) and Random Forest (RF) classifiers, enhanced by Optuna hyperparameter optimization, for fault detection and classification in power transmission networks. The model is trained on a synthetic dataset generated from MATLAB/Simulink simulations of an 11 kV multi-generator system, incorporating three-phase current (Ia, Ib, Ic) and voltage (Va, Vb, Vc) signals under fault scenarios such as line-to-ground (LG), double line-to-ground (LLG), and three-phase symmetrical (LLLG) faults. To address class imbalance, the Synthetic Minority Oversampling Technique (SMOTE) is applied, ensuring balanced representation of rare fault categories. The ANN-RF model achieves superior performance, with 99.8% accuracy, 99.5% precision, and 99.4% recall, consistently outperforming traditional classifiers including K-Nearest Neighbors, Bagging, AdaBoost, and Gradient Boosting. Its effectiveness arises from ANN's non-linear feature extraction, RF's ensemble robustness, and Optuna's hyperparameter tuning, with SMOTE improving detection of rare fault types. Compared with advanced models such as Modified InceptionV3 (98.93% accuracy) and Extreme Learning Machines (99.60% accuracy), the proposed approach provides a balanced trade-off between sensitivity and specificity, offering a reliable solution for fault identification. Nonetheless, challenges in computational efficiency and reliance on simulated data highlight the need for validation with real-world measurements and further optimization for real-time smart grid applications.

Scientific ReportsVol. 16(1)
Dicle University (TR), Mardin Artuklu University (TR), Yozgat Bozok Üniversitesi (TR)
Dicle Üniversitesi
Openalex Percentile: Top 6%
Power Systems Fault Detection
3.64
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.