Battery Parameter Identification and SOC Estimation Based on Online Parameter Identification and MIUKF

Accurate state of charge (SOC) estimation is crucial for the safety, reliability, and energy efficiency of lithium-ion battery systems. However, variations in battery parameters and the loss of historical information during the update steps of traditional unscented Kalman filters (UKFs) often lead to decreased estimation accuracy under dynamic operating conditions. To address these issues, this paper proposes a variable forgetting factor recursive least squares (VFFRLS) algorithm combined with a multi-innovation unscented Kalman filter (MIUKF) algorithm. First, a second-order RC equivalent circuit model is established, and the battery parameters are identified online using the VFFRLS method, enabling the model to dynamically adapt to changing operating conditions. Then, multi-innovation theory is incorporated into the standard UKF, extending the single-innovation matrix to a multi-innovation matrix, effectively enhancing the utilization of historical residuals and improving robustness to measurement noise and model uncertainty. Experimental validation under four typical dynamic operating conditions (FUDS, DST, BJDST, and US06) demonstrates that the proposed method significantly improves SOC estimation accuracy. Compared to the traditional UKF, MIUKF reduces MAE and RMSE by 25–30% while maintaining real-time performance, with single-step computation time reaching the microsecond level. Robustness tests under different initial SOC errors further validate MIUKF’s strong robustness to initial biases. In summary, the proposed method provides an effective solution for high-precision SOC estimation of batteries and has the potential for application in battery management systems.

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Publication Details

Journal
Batteries
Published
2025-12-03
DOI
https://doi.org/10.3390/batteries11120445
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

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article

Battery Parameter Identification and SOC Estimation Based on Online Parameter Identification and MIUKF

Guang Pan, Liteng Zeng, Lei Zhao, Yongze Song et al.
Batteries
Advanced Battery Technologies Research
article

Battery Parameter Identification and SOC Estimation Based on Online Parameter Identification and MIUKF

Guang Pan, Liteng Zeng, Lei Zhao, Yongze Song, Yuli Hu
article en

Abstract

Accurate state of charge (SOC) estimation is crucial for the safety, reliability, and energy efficiency of lithium-ion battery systems. However, variations in battery parameters and the loss of historical information during the update steps of traditional unscented Kalman filters (UKFs) often lead to decreased estimation accuracy under dynamic operating conditions. To address these issues, this paper proposes a variable forgetting factor recursive least squares (VFFRLS) algorithm combined with a multi-innovation unscented Kalman filter (MIUKF) algorithm. First, a second-order RC equivalent circuit model is established, and the battery parameters are identified online using the VFFRLS method, enabling the model to dynamically adapt to changing operating conditions. Then, multi-innovation theory is incorporated into the standard UKF, extending the single-innovation matrix to a multi-innovation matrix, effectively enhancing the utilization of historical residuals and improving robustness to measurement noise and model uncertainty. Experimental validation under four typical dynamic operating conditions (FUDS, DST, BJDST, and US06) demonstrates that the proposed method significantly improves SOC estimation accuracy. Compared to the traditional UKF, MIUKF reduces MAE and RMSE by 25–30% while maintaining real-time performance, with single-step computation time reaching the microsecond level. Robustness tests under different initial SOC errors further validate MIUKF’s strong robustness to initial biases. In summary, the proposed method provides an effective solution for high-precision SOC estimation of batteries and has the potential for application in battery management systems.

BatteriesVol. 11(12)
Northwestern Polytechnical University (CN), Shanghai Dianji University (CN)
National Natural Science Foundation of China, Fundamental Research Funds for the Central Universities
Openalex Percentile: Top 59%
Advanced Battery Technologies Research
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