Federated proximal learning with data augmentation for brain tumor classification under heterogeneous data distributions

The increasing use of electronic health records (EHRs) has transformed healthcare management, yet data sharing across institutions remains limited due to privacy concerns. Federated learning (FL) offers a privacy-preserving solution by enabling collaborative model training without centralized data sharing. However, non-independent and identically distributed (non-IID) data distributions, where the data across clients differ in class proportions and feature characteristics, pose a major challenge to achieving robust model performance. In this study, we propose a hybrid framework that combines the Federated Proximal (FedProx) algorithm with the ResNet50 architecture to address non-IID data issues. We artificially partitioned an IID brain tumor dataset into non-IID subsets to simulate real-world conditions and applied data augmentation techniques to balance class distributions. Global model performance is monitored across 100 training rounds with varying regularization parameters in FedProx. The proposed framework achieved an accuracy of 97.71% on IID data and 87.19% in extreme non-IID scenarios, with precision, recall, and F1-scores also demonstrating strong performance. These findings highlight the effectiveness of combining data augmentation with FedProx in mitigating data imbalance in FL, thereby supporting equitable and efficient training of privacy-preserving models for healthcare applications.

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Publication Details

Journal
PeerJ Computer Science
Published
2025-12-01
DOI
https://doi.org/10.7717/peerj-cs.3396
Primary Topic
Privacy-Preserving Technologies in Data
Type
article
Field-Weighted Citation Impact
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article

Federated proximal learning with data augmentation for brain tumor classification under heterogeneous data distributions

Gandharba Swain, Prasanthi Boyapati, Ashok Kumar Pradhan, Sujit Biswas et al.
PeerJ Computer Science
Privacy-Preserving Technologies in Data
article

Federated proximal learning with data augmentation for brain tumor classification under heterogeneous data distributions

Gandharba Swain, Prasanthi Boyapati, Ashok Kumar Pradhan, Sujit Biswas, Swetha Ghanta, Venkata Sumanth Siddareddy
article en

Abstract

The increasing use of electronic health records (EHRs) has transformed healthcare management, yet data sharing across institutions remains limited due to privacy concerns. Federated learning (FL) offers a privacy-preserving solution by enabling collaborative model training without centralized data sharing. However, non-independent and identically distributed (non-IID) data distributions, where the data across clients differ in class proportions and feature characteristics, pose a major challenge to achieving robust model performance. In this study, we propose a hybrid framework that combines the Federated Proximal (FedProx) algorithm with the ResNet50 architecture to address non-IID data issues. We artificially partitioned an IID brain tumor dataset into non-IID subsets to simulate real-world conditions and applied data augmentation techniques to balance class distributions. Global model performance is monitored across 100 training rounds with varying regularization parameters in FedProx. The proposed framework achieved an accuracy of 97.71% on IID data and 87.19% in extreme non-IID scenarios, with precision, recall, and F1-scores also demonstrating strong performance. These findings highlight the effectiveness of combining data augmentation with FedProx in mitigating data imbalance in FL, thereby supporting equitable and efficient training of privacy-preserving models for healthcare applications.

PeerJ Computer ScienceVol. 11
St George's, University of London (GB), Northumbria University (GB), SRM University (IN), Koneru Lakshmaiah Education Foundation (IN)
Openalex Percentile: Top 80%
Privacy-Preserving Technologies in Data
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Federated proximal learning with data augmentation for brain tumor classification under heterogeneous data distributions — Gandharba Swain, Prasanthi Boyapati, et al. · PeerJ Computer Science (2025) | TGRS Research Map | TGRS