Analysis of surrounding rock stability and seismic response in an extra-large surge chamber crossing a fault zone

This study presents a comprehensive investigation of the static-dynamic stability of an extra-large surge chamber intersecting an active fault zone—a critical engineering challenge in modern hydropower infrastructure. Through three-dimensional numerical modeling (FLAC3D), we systematically quantified excavation-induced instability mechanisms and evaluated a deep-surface synergistic support system. Unsupported excavation simulations revealed severe instability with radial displacements up to 0.475 m, a 20 m plastic zone, and tangential stress loss of 65%–75%. The deep-surface synergistic support system—comprising prestressed anchor cables, systematic bolts, and shotcrete—reduced displacement by 94.5%, confined the plastic zone to ≤5 m, and restored tangential stresses to 70%–85% of in-situ values. Under the design earthquake (0.175 g horizontal, 0.1167 g vertical), displacement and stress increments remained <10% and <5% of static values, respectively. Plastic zone growth was limited to 3.8%, with all support elements operating within safe limits. This research validates a methodology for designing resilient underground infrastructure in fault-affected environments, providing critical insights for underground chamber design in complex geological settings previously considered unsuitable for large-scale development, with direct applications to hydropower engineering in tectonically active regions.

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Publication Details

Journal
Frontiers in Earth Science
Published
2025-11-27
DOI
https://doi.org/10.3389/feart.2025.1728466
Primary Topic
Geotechnical Engineering and Underground Structures
Type
article
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article

Analysis of surrounding rock stability and seismic response in an extra-large surge chamber crossing a fault zone

Chen Wu, Li Ge Wang, Wei Zhou, Bo Li et al.
Frontiers in Earth Science
Geotechnical Engineering and Underground Structures
article

Analysis of surrounding rock stability and seismic response in an extra-large surge chamber crossing a fault zone

Chen Wu, Li Ge Wang, Wei Zhou, Bo Li, Yongxiao Qu, Qingrong Xiong, Yanan Lv
article en

Abstract

This study presents a comprehensive investigation of the static-dynamic stability of an extra-large surge chamber intersecting an active fault zone—a critical engineering challenge in modern hydropower infrastructure. Through three-dimensional numerical modeling (FLAC3D), we systematically quantified excavation-induced instability mechanisms and evaluated a deep-surface synergistic support system. Unsupported excavation simulations revealed severe instability with radial displacements up to 0.475 m, a 20 m plastic zone, and tangential stress loss of 65%–75%. The deep-surface synergistic support system—comprising prestressed anchor cables, systematic bolts, and shotcrete—reduced displacement by 94.5%, confined the plastic zone to ≤5 m, and restored tangential stresses to 70%–85% of in-situ values. Under the design earthquake (0.175 g horizontal, 0.1167 g vertical), displacement and stress increments remained <10% and <5% of static values, respectively. Plastic zone growth was limited to 3.8%, with all support elements operating within safe limits. This research validates a methodology for designing resilient underground infrastructure in fault-affected environments, providing critical insights for underground chamber design in complex geological settings previously considered unsuitable for large-scale development, with direct applications to hydropower engineering in tectonically active regions.

Frontiers in Earth ScienceVol. 13
Shandong University (CN), Shandong Academy of Agricultural Machinery Sciences (CN), Changjiang Institute of Survey, Planning, Design and Research (CN), City University of Hong Kong, Shenzhen Research Institute (CN), Energy Foundation (CN)
Openalex Percentile: Top 62%
Geotechnical Engineering and Underground Structures
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