Bounds on causal effects in $ 2^{K} $ factorial experiments with noncompliance

Summary Factorial experiments are ubiquitous in the social and biomedical sciences, but when units fail to comply with each assigned factor, identification and estimation of the average treatment effects become impossible without strong assumptions. Leveraging an instrumental variables approach, previous studies have shown how to define and estimate the causal effect of treatment uptake among respondents who comply with treatment. A major caveat is that these results rely on strong assumptions on the effect of randomization on treatment uptake. This work shows how to bound these complier average treatment effects for bounded outcomes under milder assumptions on noncompliance.

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Publication Details

Journal
Biometrika
Published
2025-11-20
DOI
https://doi.org/10.1093/biomet/asaf084
Primary Topic
Advanced Causal Inference Techniques
Type
article
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article

Bounds on causal effects in $ 2^{K} $ factorial experiments with noncompliance

M. S. A. Blackwell, Nicole E. Pashley
Biometrika
Advanced Causal Inference Techniques
article

Bounds on causal effects in $ 2^{K} $ factorial experiments with noncompliance

M. S. A. Blackwell, Nicole E. Pashley
article en

Abstract

Summary Factorial experiments are ubiquitous in the social and biomedical sciences, but when units fail to comply with each assigned factor, identification and estimation of the average treatment effects become impossible without strong assumptions. Leveraging an instrumental variables approach, previous studies have shown how to define and estimate the causal effect of treatment uptake among respondents who comply with treatment. A major caveat is that these results rely on strong assumptions on the effect of randomization on treatment uptake. This work shows how to bound these complier average treatment effects for bounded outcomes under milder assumptions on noncompliance.

BiometrikaVol. 113(1)
Rutgers, The State University of New Jersey (US), Harvard University (US), Harvard University Press (US), Environmental and Occupational Health Sciences Institute (US)
Openalex Percentile: Top 66%
Advanced Causal Inference Techniques
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