Health evaluation for in-service electric vehicle battery pack with recursive Gaussian process

Accurate and reliable state-of-health (SOH) estimation of lithium-ion batteries plays a vital role in the operations and maintenance of electric vehicles. Despite numerous SOH estimation methods developed under lab conditions, implementing these methods in real-world applications can be significantly challenging. In particular, the wide range of usage scenarios and lower data quality bring challenges to the feature engineering, model development, and online updating. The large-scale, continuously updated on-road electric vehicle (EV) data demands estimation models with stronger generalization capabilities and higher update efficiency. To address these issues, this article proposes a novel SOH estimation framework for in-service EVs based on feature extraction and recursive Gaussian process regression. First, capacity labels and corresponding features are extracted from field datasets covering two different battery chemistries. An interpretable selection method is used to select those key features with high contribution while reducing feature redundancy. Subsequently, a recursive Gaussian Process framework combining offline modeling with online updating is proposed for reliable and accurate SOH estimation. Two different kernel functions are used to model stationary and nonstationary dynamical processes. The Matérn kernel is employed to capture locally stationary degradation dynamics with adjustable smoothness, while the Wiener kernel models non-stationary cumulative aging trends, achieving superior accuracy on field data from EVs. The proposed framework is validated against field data with two types of batteries, achieving MAPEs of only 1.76% and 2.71% on independent validation sets, demonstrating its superior accuracy and effectiveness compared with conventional Gaussian Process and neural network-based transfer learning approaches, which highlights its potential for large-scale deployment in on-road EVs. • Field data from on-road electric vehicles with two battery chemistries is used for methodology development and validation. • A novel and efficient feature selection method is proposed based on the SHAP method to provide importance explanations. • An offline modeling-online updating recursive SOH estimation framework is proposed based on Gaussian process. • The proposed method outperforms other neural network-based transfer learning methods.

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Publication Details

Journal
Energy
Published
2025-11-20
DOI
https://doi.org/10.1016/j.energy.2025.139380
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
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article

Health evaluation for in-service electric vehicle battery pack with recursive Gaussian process

Jinwen Li, Yusheng Zheng, Yongjun Pan, Yunhong Che et al.
Energy
Advanced Battery Technologies Research
article

Health evaluation for in-service electric vehicle battery pack with recursive Gaussian process

Jinwen Li, Yusheng Zheng, Yongjun Pan, Yunhong Che, Hongao Liu, Xiaosong Hu
article en

Abstract

Accurate and reliable state-of-health (SOH) estimation of lithium-ion batteries plays a vital role in the operations and maintenance of electric vehicles. Despite numerous SOH estimation methods developed under lab conditions, implementing these methods in real-world applications can be significantly challenging. In particular, the wide range of usage scenarios and lower data quality bring challenges to the feature engineering, model development, and online updating. The large-scale, continuously updated on-road electric vehicle (EV) data demands estimation models with stronger generalization capabilities and higher update efficiency. To address these issues, this article proposes a novel SOH estimation framework for in-service EVs based on feature extraction and recursive Gaussian process regression. First, capacity labels and corresponding features are extracted from field datasets covering two different battery chemistries. An interpretable selection method is used to select those key features with high contribution while reducing feature redundancy. Subsequently, a recursive Gaussian Process framework combining offline modeling with online updating is proposed for reliable and accurate SOH estimation. Two different kernel functions are used to model stationary and nonstationary dynamical processes. The Matérn kernel is employed to capture locally stationary degradation dynamics with adjustable smoothness, while the Wiener kernel models non-stationary cumulative aging trends, achieving superior accuracy on field data from EVs. The proposed framework is validated against field data with two types of batteries, achieving MAPEs of only 1.76% and 2.71% on independent validation sets, demonstrating its superior accuracy and effectiveness compared with conventional Gaussian Process and neural network-based transfer learning approaches, which highlights its potential for large-scale deployment in on-road EVs. • Field data from on-road electric vehicles with two battery chemistries is used for methodology development and validation. • A novel and efficient feature selection method is proposed based on the SHAP method to provide importance explanations. • An offline modeling-online updating recursive SOH estimation framework is proposed based on Gaussian process. • The proposed method outperforms other neural network-based transfer learning methods.

EnergyVol. 341
Chongqing University (CN), Massachusetts Institute of Technology (US), Aalborg University (DK)
Openalex Percentile: Top 62%
Advanced Battery Technologies Research
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