Interpretable and Calibrated XGBoost Framework for Risk-Informed Probabilistic Prediction of Slope Stability

This study develops an interpretable and calibrated XGBoost framework for probabilistic slope stability assessment using a 627-case database of circular-mode failures. Six predictors, namely, unit weight (γ), cohesion (c), friction angle (φ), slope angle (β), slope height (H), and pore-pressure ratio (ru), were used to train a gradient-boosted tree model optimized through Bayesian hyperparameter search with five-fold stratified cross-validation. Physically based monotone constraints ensured that failure probability (Pf) decreases as c and φ increase and increases with β, H, and ru. The final model achieved strong performance (AUC = 0.88, Accuracy = 0.80, MCC = 0.61) and reliable calibration, confirmed by a Brier score of 0.14 and ECE/MCE of 0.10/0.19. A 1000-iteration bootstrap quantified both epistemic and aleatoric uncertainties, providing 95% confidence bands for Pf-feature curves. SHAP analysis validated physically consistent influence rankings (φ > H ≈ c > β > γ > ru). Predicted probabilities were classified into Low (Pf < 0.01), Medium (0.01 ≤ Pf ≤ 0.10), and High (Pf > 0.10) risk levels according to geotechnical reliability practices. The proposed framework integrates calibration, uncertainty quantification, and interpretability into a comprehensive, auditable workflow, supporting transparent and risk-informed slope management for infrastructure, mining, and renewable energy projects.

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Publication Details

Journal
Sustainability
Published
2025-11-12
DOI
https://doi.org/10.3390/su172210122
Citations
2
Primary Topic
Geotechnical Engineering and Analysis
Type
article
Field-Weighted Citation Impact
2.61

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article

Interpretable and Calibrated XGBoost Framework for Risk-Informed Probabilistic Prediction of Slope Stability

Hani S. Alharbi
2 citations
Sustainability
Geotechnical Engineering and Analysis
2.61
article

Interpretable and Calibrated XGBoost Framework for Risk-Informed Probabilistic Prediction of Slope Stability

Hani S. Alharbi
article en
2 citations

Abstract

This study develops an interpretable and calibrated XGBoost framework for probabilistic slope stability assessment using a 627-case database of circular-mode failures. Six predictors, namely, unit weight (γ), cohesion (c), friction angle (φ), slope angle (β), slope height (H), and pore-pressure ratio (ru), were used to train a gradient-boosted tree model optimized through Bayesian hyperparameter search with five-fold stratified cross-validation. Physically based monotone constraints ensured that failure probability (Pf) decreases as c and φ increase and increases with β, H, and ru. The final model achieved strong performance (AUC = 0.88, Accuracy = 0.80, MCC = 0.61) and reliable calibration, confirmed by a Brier score of 0.14 and ECE/MCE of 0.10/0.19. A 1000-iteration bootstrap quantified both epistemic and aleatoric uncertainties, providing 95% confidence bands for Pf-feature curves. SHAP analysis validated physically consistent influence rankings (φ > H ≈ c > β > γ > ru). Predicted probabilities were classified into Low (Pf < 0.01), Medium (0.01 ≤ Pf ≤ 0.10), and High (Pf > 0.10) risk levels according to geotechnical reliability practices. The proposed framework integrates calibration, uncertainty quantification, and interpretability into a comprehensive, auditable workflow, supporting transparent and risk-informed slope management for infrastructure, mining, and renewable energy projects.

SustainabilityVol. 17(22)
Shaqra University (SA)
Shaqra University
Openalex Percentile: Top 9%
Geotechnical Engineering and Analysis
2.61
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