Research on Arch Dam Deformation Safety Early Warning Method Based on Effect Separation of Regional Environmental Variables and Knowledge-Driven Approach

There are significant differences in the deformation patterns of different parts of arch dams, and there is a common situation of periodic data loss. To accurately analyze the deformation behavior of arch dams, this paper proposes a safety warning and anomaly diagnosis method for arch dam deformation based on the separation of environmental variable effects in different partitions and a knowledge-driven approach. This method combines various techniques such as an optimized ISODATA clustering method, probabilistic principal component analysis (PPCA), square prediction error (SPE) norm control chart, and contribution chart. By defining data forms and rules, existing engineering specifications and experience are transformed into “knowledge” and applied to the operation and management of arch dams, achieving accurate monitoring of arch dam deformation status and timely diagnosis of outliers. Through monitoring data verification of horizontal displacement in a certain arch dam partition, the results show that this method can accurately identify deformation anomalies in the arch dam and effectively separate the influence of environmental variables and noise interference, providing strong support for the safe operation of the arch dam. Accurate deformation monitoring of arch dams is essential for ensuring structural safety and optimizing operational management. However, conventional early warning indicators and empirical models often fail to capture the spatial heterogeneity of deformation and the complex coupling between environmental variables and structural responses. To overcome these limitations, this study proposes a knowledge-driven safety early warning and anomaly diagnosis model for arch dam deformation, based on spatiotemporal clustering and partitioned environmental variable separation. The method integrates the optimized ISODATA clustering algorithm, probabilistic principal component analysis (PPCA), squared prediction error (SPE) control chart, and contribution chart to establish a comprehensive monitoring framework. The optimized ISODATA identifies deformation zones with similar mechanical behavior, PPCA separates environmental influences such as temperature and reservoir level from structural responses, and the SPE and contribution charts quantify abnormal variations and locate potential risk regions. Application of the proposed method to long-term deformation monitoring data demonstrates that the PPCA-based framework effectively separates environmental effects, improves the interpretability of zoned deformation characteristics, and enhances the accuracy and reliability of anomaly identification compared with conventional approaches. These findings indicate that the proposed knowledge-driven model provides a robust and interpretable framework for precise deformation safety evaluation of arch dams.

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Publication Details

Journal
Water
Published
2025-11-11
DOI
https://doi.org/10.3390/w17223217
Citations
1
Primary Topic
Dam Engineering and Safety
Type
article
Field-Weighted Citation Impact
0.95

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Research on Arch Dam Deformation Safety Early Warning Method Based on Effect Separation of Regional Environmental Variables and Knowledge-Driven Approach

Jianxue Wang, Fei Tong, Zhiwei Gao, Lin Cheng et al.
1 citations
Water
Dam Engineering and Safety
0.95
article

Research on Arch Dam Deformation Safety Early Warning Method Based on Effect Separation of Regional Environmental Variables and Knowledge-Driven Approach

Jianxue Wang, Fei Tong, Zhiwei Gao, Lin Cheng, Shuaiyin Zhao
article en
1 citations

Abstract

There are significant differences in the deformation patterns of different parts of arch dams, and there is a common situation of periodic data loss. To accurately analyze the deformation behavior of arch dams, this paper proposes a safety warning and anomaly diagnosis method for arch dam deformation based on the separation of environmental variable effects in different partitions and a knowledge-driven approach. This method combines various techniques such as an optimized ISODATA clustering method, probabilistic principal component analysis (PPCA), square prediction error (SPE) norm control chart, and contribution chart. By defining data forms and rules, existing engineering specifications and experience are transformed into “knowledge” and applied to the operation and management of arch dams, achieving accurate monitoring of arch dam deformation status and timely diagnosis of outliers. Through monitoring data verification of horizontal displacement in a certain arch dam partition, the results show that this method can accurately identify deformation anomalies in the arch dam and effectively separate the influence of environmental variables and noise interference, providing strong support for the safe operation of the arch dam. Accurate deformation monitoring of arch dams is essential for ensuring structural safety and optimizing operational management. However, conventional early warning indicators and empirical models often fail to capture the spatial heterogeneity of deformation and the complex coupling between environmental variables and structural responses. To overcome these limitations, this study proposes a knowledge-driven safety early warning and anomaly diagnosis model for arch dam deformation, based on spatiotemporal clustering and partitioned environmental variable separation. The method integrates the optimized ISODATA clustering algorithm, probabilistic principal component analysis (PPCA), squared prediction error (SPE) control chart, and contribution chart to establish a comprehensive monitoring framework. The optimized ISODATA identifies deformation zones with similar mechanical behavior, PPCA separates environmental influences such as temperature and reservoir level from structural responses, and the SPE and contribution charts quantify abnormal variations and locate potential risk regions. Application of the proposed method to long-term deformation monitoring data demonstrates that the PPCA-based framework effectively separates environmental effects, improves the interpretability of zoned deformation characteristics, and enhances the accuracy and reliability of anomaly identification compared with conventional approaches. These findings indicate that the proposed knowledge-driven model provides a robust and interpretable framework for precise deformation safety evaluation of arch dams.

WaterVol. 17(22)
Guangdong Research Institute of Water Resources and Hydropower (CN), Xi'an University of Technology (CN)
National Natural Science Foundation of China, China Postdoctoral Science Foundation
Openalex Percentile: Top 20%
Dam Engineering and Safety
0.95
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