Understanding tunnel failures during excavation: Causes, limitations, and recommendations

Tunnel excavation failures remain a significant challenge in geotechnical engineering, despite advancements in tunneling processes and risk management frameworks. This article explores the recurring mechanisms of tunnel failures, examines the limitations of current tunneling practices, and presents a methodology to mitigate failures. Drawing on four case histories, the analysis underscores the critical influence of human factors, the incomplete handling of uncertainty, and the limited predictive capacity of existing methods. The article concludes with recommendations to improve robustness in design by integrating ground behavior classification with observed support performance and aligning design and risk analysis with failure mechanisms.

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Publication Details

Journal
Geomechanics and Tunnelling
Published
2025-11-11
DOI
https://doi.org/10.1002/geot.70033
Primary Topic
Tunneling and Rock Mechanics
Type
article
Field-Weighted Citation Impact
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article

Understanding tunnel failures during excavation: Causes, limitations, and recommendations

Andrès Marulanda Escobar, Urs H. Grunicke, Karel Rössler, Robert Galler et al.
Geomechanics and Tunnelling
Tunneling and Rock Mechanics
article

Understanding tunnel failures during excavation: Causes, limitations, and recommendations

Andrès Marulanda Escobar, Urs H. Grunicke, Karel Rössler, Robert Galler, Giorgio Höfer‐Öllinger, Gunilla Franzén, J. C. Jager
article en

Abstract

Tunnel excavation failures remain a significant challenge in geotechnical engineering, despite advancements in tunneling processes and risk management frameworks. This article explores the recurring mechanisms of tunnel failures, examines the limitations of current tunneling practices, and presents a methodology to mitigate failures. Drawing on four case histories, the analysis underscores the critical influence of human factors, the incomplete handling of uncertainty, and the limited predictive capacity of existing methods. The article concludes with recommendations to improve robustness in design by integrating ground behavior classification with observed support performance and aligning design and risk analysis with failure mechanisms.

Geomechanics and TunnellingVol. 18(6)
Montanuniversität Leoben (AT), Shanghai Tunnel Engineering (China) (CN), Hallands sjukhus Kungsbacka (SE), Metrostav (Czechia) (CZ), IC Consulenten Ziviltechniker (Austria) (AT), Pädagogische Hochschule Salzburg (AT), Centro de Inovação, Empreendedorismo e Tecnologia (BR)
Openalex Percentile: Top 65%
Tunneling and Rock Mechanics
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Understanding tunnel failures during excavation: Causes, limitations, and recommendations — Andrès Marulanda Escobar, Urs H. Grunicke, et al. · Geomechanics and Tunnelling (2025) | TGRS Research Map | TGRS