Compactness of the Complex Green Operator on C1 Pseudoconvex Boundaries in Stein Manifolds

We study compactness for the complex Green operator Gq associated with the Kohn Laplacian □b on boundaries of pseudoconvex domains in Stein manifolds. Let Ω⋐X be a bounded pseudoconvex domain in a Stein manifold X of complex dimension n with C1 boundary. For 1≤q≤n−2, we first prove a compactness theorem under weak potential-theoretic hypotheses: if bΩ satisfies weak (Pq) and weak (Pn−1−q), then Gq and Gn−1−q are compact on Lp,q2(bΩ). This extends known C∞ results in Cn to the minimal regularity C1 and to the Stein setting. On locally convexifiable C1 boundaries, we obtain a full characterization: compactness of Gq is equivalent to simultaneous compactness of Gq and Gn−1−q, to compactness of the ∂¯-Neumann operators Nq and Nn−1−q in the interior, to weak (Pq) and (Pn−1−q), and to the absence of (germs of) complex varieties of dimensions q and n−1−q on bΩ. A key ingredient is an annulus compactness transfer on Ω+=Ω2∖Ω1¯, which yields compactness of NqΩ+ from weak (P) near each boundary component and allows us to build compact ∂¯b-solution operators via jump formulas. Consequences include the following: compact canonical solution operators for ∂¯b, compact resolvent for □b on the orthogonal complement of its harmonic space (hence discrete spectrum and finite-dimensional harmonic forms), equivalence between compactness and standard compactness estimates, closed range and L2 Hodge decompositions, trace-class heat flow, stability under C1 boundary perturbations, vanishing essential norms, Sobolev mapping (and gains under subellipticity), and compactness of Bergman-type commutators when q=1.

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Journal
Mathematics
Published
2025-11-06
DOI
https://doi.org/10.3390/math13213567
Primary Topic
Nonlinear Partial Differential Equations
Type
article
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article

Compactness of the Complex Green Operator on C1 Pseudoconvex Boundaries in Stein Manifolds

Marín Marín, Abdullah Alahmari„, Sayed Saber, A. F. Aljohani et al.
Mathematics
Nonlinear Partial Differential Equations
article

Compactness of the Complex Green Operator on C1 Pseudoconvex Boundaries in Stein Manifolds

Marín Marín, Abdullah Alahmari„, Sayed Saber, A. F. Aljohani, Emad Solouma
article en

Abstract

We study compactness for the complex Green operator Gq associated with the Kohn Laplacian □b on boundaries of pseudoconvex domains in Stein manifolds. Let Ω⋐X be a bounded pseudoconvex domain in a Stein manifold X of complex dimension n with C1 boundary. For 1≤q≤n−2, we first prove a compactness theorem under weak potential-theoretic hypotheses: if bΩ satisfies weak (Pq) and weak (Pn−1−q), then Gq and Gn−1−q are compact on Lp,q2(bΩ). This extends known C∞ results in Cn to the minimal regularity C1 and to the Stein setting. On locally convexifiable C1 boundaries, we obtain a full characterization: compactness of Gq is equivalent to simultaneous compactness of Gq and Gn−1−q, to compactness of the ∂¯-Neumann operators Nq and Nn−1−q in the interior, to weak (Pq) and (Pn−1−q), and to the absence of (germs of) complex varieties of dimensions q and n−1−q on bΩ. A key ingredient is an annulus compactness transfer on Ω+=Ω2∖Ω1¯, which yields compactness of NqΩ+ from weak (P) near each boundary component and allows us to build compact ∂¯b-solution operators via jump formulas. Consequences include the following: compact canonical solution operators for ∂¯b, compact resolvent for □b on the orthogonal complement of its harmonic space (hence discrete spectrum and finite-dimensional harmonic forms), equivalence between compactness and standard compactness estimates, closed range and L2 Hodge decompositions, trace-class heat flow, stability under C1 boundary perturbations, vanishing essential norms, Sobolev mapping (and gains under subellipticity), and compactness of Bergman-type commutators when q=1.

MathematicsVol. 13(21)
Beni-Suef University (EG), Umm al-Qura University (SA), Imam Mohammad ibn Saud Islamic University (SA), Transylvania University of Brașov (RO), University of Tabuk (SA)
Openalex Percentile: Top 54%
Nonlinear Partial Differential Equations
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