Enhanced Convolutional Neural Network (CNN)-Long Short-Term Memory (LSTM) attention model with adaptive loss for lithium-ion battery state of health estimation

This study proposes an enhanced deep learning framework for accurately estimating the state of health (SOH) of lithium-ion batteries (LIBs), leveraging a refined Convolutional Neural Network (CNN)-Long Short-Term Memory (LSTM)-Attention architecture. To improve prediction accuracy and robustness, a novel Multi-Scale Adaptive Wasserstein-Huber Loss (MSAWH Loss) is introduced, which combines the strengths of Huber loss and multi-scale Wasserstein distance to effectively handle outliers and capture complex degradation patterns. Furthermore, an Uncertainty-Guided Adaptive Bayesian Optimization (UGABO) algorithm is employed to optimize model hyperparameters, achieving efficient convergence in high-dimensional and noisy parameter spaces while maintaining a balance between exploration and exploitation. To enhance generalization, four complementary data augmentation techniques—linear interpolation, data slicing, sequence flipping, and cross-sample mixing—are applied to the National Aeronautics and Space Administration (NASA) charge-discharge dataset, significantly enriching the training data. Additionally, a Model Predictive Control (MPC) mechanism is integrated to correct long-horizon prediction errors, dynamically refining outputs based on recent deviations and maintaining consistency with real-world battery constraints. Experimental results demonstrate that the proposed framework outperforms baseline models, achieving a 20.6% reduction in mean absolute error (MAE), an 18.6% reduction in root mean squared error (RMSE), and a 0.1% improvement in R-squared (R 2 ). These findings highlight the effectiveness of integrating adaptive loss design, automated hyperparameter optimization, strategic data augmentation, and feedback-based error correction in advancing SOH prediction performance for lithium-ion batteries.

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Publication Details

Journal
PeerJ Computer Science
Published
2025-11-07
DOI
https://doi.org/10.7717/peerj-cs.3006
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
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article

Enhanced Convolutional Neural Network (CNN)-Long Short-Term Memory (LSTM) attention model with adaptive loss for lithium-ion battery state of health estimation

Mohammad Alkhedher, Mohd Nashrul Mohd Zubir, Hwa Jen Yap, Mohammed A. H. Ali et al.
PeerJ Computer Science
Advanced Battery Technologies Research
article

Enhanced Convolutional Neural Network (CNN)-Long Short-Term Memory (LSTM) attention model with adaptive loss for lithium-ion battery state of health estimation

Mohammad Alkhedher, Mohd Nashrul Mohd Zubir, Hwa Jen Yap, Mohammed A. H. Ali, G. Liao
article en

Abstract

This study proposes an enhanced deep learning framework for accurately estimating the state of health (SOH) of lithium-ion batteries (LIBs), leveraging a refined Convolutional Neural Network (CNN)-Long Short-Term Memory (LSTM)-Attention architecture. To improve prediction accuracy and robustness, a novel Multi-Scale Adaptive Wasserstein-Huber Loss (MSAWH Loss) is introduced, which combines the strengths of Huber loss and multi-scale Wasserstein distance to effectively handle outliers and capture complex degradation patterns. Furthermore, an Uncertainty-Guided Adaptive Bayesian Optimization (UGABO) algorithm is employed to optimize model hyperparameters, achieving efficient convergence in high-dimensional and noisy parameter spaces while maintaining a balance between exploration and exploitation. To enhance generalization, four complementary data augmentation techniques—linear interpolation, data slicing, sequence flipping, and cross-sample mixing—are applied to the National Aeronautics and Space Administration (NASA) charge-discharge dataset, significantly enriching the training data. Additionally, a Model Predictive Control (MPC) mechanism is integrated to correct long-horizon prediction errors, dynamically refining outputs based on recent deviations and maintaining consistency with real-world battery constraints. Experimental results demonstrate that the proposed framework outperforms baseline models, achieving a 20.6% reduction in mean absolute error (MAE), an 18.6% reduction in root mean squared error (RMSE), and a 0.1% improvement in R-squared (R 2 ). These findings highlight the effectiveness of integrating adaptive loss design, automated hyperparameter optimization, strategic data augmentation, and feedback-based error correction in advancing SOH prediction performance for lithium-ion batteries.

PeerJ Computer ScienceVol. 11
University of Malaya (MY), Zayed University (AE)
Openalex Percentile: Top 64%
Advanced Battery Technologies Research
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