State of Charge Estimation for Lithium-Ion Batteries: An Online Method Combining Deep Neural Network and Adaptive Kalman Filter

Electric vehicles (EVs) powered by lithium-ion batteries are crucial for sustainable transportation. Accurate State of Charge (SOC) estimation, a core function of Battery Management Systems (BMS), enhances battery performance, lifespan, and safety. This paper proposes a hybrid CNN-LSTM-AKF model integrating Convolutional Neural Networks (CNN) and Long Short-Term Memory (LSTM) Neural Networks with an Adaptive Kalman Filter. CNN extracts spatial features from current, voltage, and temperature data, while LSTM processes temporal dependencies. AKF reduces output fluctuations. Trained on datasets under three operating conditions, the model was tested across various temperatures and initial SOC states. Results demonstrate that the proposed model significantly outperforms standalone LSTM and LSTM-AKF model, particularly at low temperatures. Within 0 °C to 50 °C, it achieves Root Mean Square Error (RMSE) and Mean Absolute Error (MAE) below 1.51% and 1.18%, respectively. With an initial SOC of 80%, the model achieves an RMSE of 1.09% and MAE of 0.88%, showing rapid convergence. The model exhibits high accuracy, strong adaptability, and robust performance.

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Publication Details

Journal
Processes
Published
2025-11-05
DOI
https://doi.org/10.3390/pr13113559
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

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article

State of Charge Estimation for Lithium-Ion Batteries: An Online Method Combining Deep Neural Network and Adaptive Kalman Filter

Hongwen Xu, Yun Guo, Feng Zhao
Processes
Advanced Battery Technologies Research
article

State of Charge Estimation for Lithium-Ion Batteries: An Online Method Combining Deep Neural Network and Adaptive Kalman Filter

Hongwen Xu, Yun Guo, Feng Zhao
article en

Abstract

Electric vehicles (EVs) powered by lithium-ion batteries are crucial for sustainable transportation. Accurate State of Charge (SOC) estimation, a core function of Battery Management Systems (BMS), enhances battery performance, lifespan, and safety. This paper proposes a hybrid CNN-LSTM-AKF model integrating Convolutional Neural Networks (CNN) and Long Short-Term Memory (LSTM) Neural Networks with an Adaptive Kalman Filter. CNN extracts spatial features from current, voltage, and temperature data, while LSTM processes temporal dependencies. AKF reduces output fluctuations. Trained on datasets under three operating conditions, the model was tested across various temperatures and initial SOC states. Results demonstrate that the proposed model significantly outperforms standalone LSTM and LSTM-AKF model, particularly at low temperatures. Within 0 °C to 50 °C, it achieves Root Mean Square Error (RMSE) and Mean Absolute Error (MAE) below 1.51% and 1.18%, respectively. With an initial SOC of 80%, the model achieves an RMSE of 1.09% and MAE of 0.88%, showing rapid convergence. The model exhibits high accuracy, strong adaptability, and robust performance.

ProcessesVol. 13(11)
Shanghai University of Engineering Science (CN)
National Natural Science Foundation of China, Science and Technology Commission of Shanghai Municipality
Openalex Percentile: Top 64%
Advanced Battery Technologies Research
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State of Charge Estimation for Lithium-Ion Batteries: An Online Method Combining Deep Neural Network and Adaptive Kalman Filter — Hongwen Xu, Yun Guo, et al. · Processes (2025) | TGRS Research Map | TGRS