AI-driven passive design optimization for thermal comfort in courtyard buildings

Amid accelerating climate change, enhancing indoor and outdoor thermal comfort (IOTC) via passive design is critical, yet architectural-scale studies remain scarce. This study introduces an AI-driven framework combining a genetic algorithm (GA) and explainable machine learning to optimize spatial morphological parameters (SMPs) for three courtyard typologies (E-shape, C-shape, and enclosed). Using Rhino/Grasshopper for parametric modeling, Ladybug/Honeybee for thermal simulations, and Wallacei for multi-objective optimization, we evaluate 2,500 design variants against indoor Predicted Mean Vote (PMV) and outdoor Universal Thermal Climate Index (UTCI). The Pareto-optimal set reduces summer UTCI by 2.17–3.07 °C and PMV by 0.89–1.08, while increasing winter UTCI by 1.06–1.91 °C and PMV by 0.21–0.40. An ensemble of regressors identifies Extreme Gradient Boosting (XGBoost; R2 ≥ 0.95) as optimal; Shapley Additive exPlanations (SHAP) highlight Form Factor Shape Coefficient (FSC), Building Shape Index (BSI), and Building Courtyard Ratio (BCR) as primary drivers—FSC > BSI > BCR for E−/C-shapes, and BCR > FSC > BSI for enclosed cases. Nonlinear SHAP-derived intervals ensuring seasonal comfort include FSC 0.25–0.26, BSI 90–100, BCR ≥1.7 (E-shape); FSC 0.18–0.22, BSI 30–33, BCR 0.8–1.3 (C-shape); and, for enclosed courtyards, BCR 1.8–4.0 with FSC ≤0.22 in summer or FSC ≤0.35 with BSI ≥300 and BCR ≥1.2 in winter. This passive optimization strategy significantly improves IOTC, lowers energy demand, and guides early-stage morphological decisions for low-carbon, healthy building retrofits.

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Publication Details

Journal
Case Studies in Thermal Engineering
Published
2025-11-05
DOI
https://doi.org/10.1016/j.csite.2025.107299
Citations
1
Primary Topic
Building Energy and Comfort Optimization
Type
article
Field-Weighted Citation Impact
1.01
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article

AI-driven passive design optimization for thermal comfort in courtyard buildings

Zhicheng Fang, John Kaiser Calautit, Mosha Zhao, Yuan Liang et al.
1 citations
Case Studies in Thermal Engineering
Building Energy and Comfort Optimization
1.01
article

AI-driven passive design optimization for thermal comfort in courtyard buildings

Zhicheng Fang, John Kaiser Calautit, Mosha Zhao, Yuan Liang, Chenyu Huang, Jiawei Yao, Yanran Wang, Yuxin Zhou, Xianluo Hu, Feng Yang
article en
1 citations

Abstract

Amid accelerating climate change, enhancing indoor and outdoor thermal comfort (IOTC) via passive design is critical, yet architectural-scale studies remain scarce. This study introduces an AI-driven framework combining a genetic algorithm (GA) and explainable machine learning to optimize spatial morphological parameters (SMPs) for three courtyard typologies (E-shape, C-shape, and enclosed). Using Rhino/Grasshopper for parametric modeling, Ladybug/Honeybee for thermal simulations, and Wallacei for multi-objective optimization, we evaluate 2,500 design variants against indoor Predicted Mean Vote (PMV) and outdoor Universal Thermal Climate Index (UTCI). The Pareto-optimal set reduces summer UTCI by 2.17–3.07 °C and PMV by 0.89–1.08, while increasing winter UTCI by 1.06–1.91 °C and PMV by 0.21–0.40. An ensemble of regressors identifies Extreme Gradient Boosting (XGBoost; R2 ≥ 0.95) as optimal; Shapley Additive exPlanations (SHAP) highlight Form Factor Shape Coefficient (FSC), Building Shape Index (BSI), and Building Courtyard Ratio (BCR) as primary drivers—FSC > BSI > BCR for E−/C-shapes, and BCR > FSC > BSI for enclosed cases. Nonlinear SHAP-derived intervals ensuring seasonal comfort include FSC 0.25–0.26, BSI 90–100, BCR ≥1.7 (E-shape); FSC 0.18–0.22, BSI 30–33, BCR 0.8–1.3 (C-shape); and, for enclosed courtyards, BCR 1.8–4.0 with FSC ≤0.22 in summer or FSC ≤0.35 with BSI ≥300 and BCR ≥1.2 in winter. This passive optimization strategy significantly improves IOTC, lowers energy demand, and guides early-stage morphological decisions for low-carbon, healthy building retrofits.

Case Studies in Thermal EngineeringVol. 76
Openalex Percentile: Top 19%
Building Energy and Comfort Optimization
1.01
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