Managing Complaint Mechanisms for Regulatory Enforcement: Evidence From Human Rights Institutions During the <scp>COVID</scp> ‐19 Pandemic

ABSTRACT How do regulatory bodies ensure that including the beneficiaries of regulation in regulatory processes improves governance? In many regulatory arrangements, beneficiaries' “fire alarm” monitoring and reporting of targets' violations via complaint mechanisms activate regulatory bodies' enforcement role. This article theorizes how beneficiaries may misuse complaint mechanisms, undermine regulators' performance, and prompt regulators to adopt strategies within and beyond the complaint process to regulate beneficiaries' behavior. It argues regulators' assessment of the issues driving misuse and their enforcement approach (cooperative or deterrent) affect their strategies for influencing beneficiaries. Case studies of two Canadian human rights institutions, which have different enforcement approaches but experienced similarly extreme levels of beneficiary misuse during the COVID‐19 pandemic, evaluate these theoretical claims. Overall, the study illustrates potential enforcement challenges arising from using beneficiaries as intermediaries for monitoring and reporting violations and how regulating beneficiary participation may be required to improve decentralized regulatory governance.

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Publication Details

Journal
Regulation & Governance
Published
2025-10-28
DOI
https://doi.org/10.1111/rego.70084
Primary Topic
Regulation and Compliance Studies
Type
article
Field-Weighted Citation Impact
0.00

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article

Managing Complaint Mechanisms for Regulatory Enforcement: Evidence From Human Rights Institutions During the COVID ‐19 Pandemic

Nicole de Silva
Regulation & Governance
Regulation and Compliance Studies
article

Managing Complaint Mechanisms for Regulatory Enforcement: Evidence From Human Rights Institutions During the COVID ‐19 Pandemic

Nicole de Silva
article en

Abstract

ABSTRACT How do regulatory bodies ensure that including the beneficiaries of regulation in regulatory processes improves governance? In many regulatory arrangements, beneficiaries' “fire alarm” monitoring and reporting of targets' violations via complaint mechanisms activate regulatory bodies' enforcement role. This article theorizes how beneficiaries may misuse complaint mechanisms, undermine regulators' performance, and prompt regulators to adopt strategies within and beyond the complaint process to regulate beneficiaries' behavior. It argues regulators' assessment of the issues driving misuse and their enforcement approach (cooperative or deterrent) affect their strategies for influencing beneficiaries. Case studies of two Canadian human rights institutions, which have different enforcement approaches but experienced similarly extreme levels of beneficiary misuse during the COVID‐19 pandemic, evaluate these theoretical claims. Overall, the study illustrates potential enforcement challenges arising from using beneficiaries as intermediaries for monitoring and reporting violations and how regulating beneficiary participation may be required to improve decentralized regulatory governance.

Regulation & Governance
Concordia University (CA)
Concordia University
Openalex Percentile: Top 55%
Regulation and Compliance Studies
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