Failure Analysis of Gear on Rail Transit

The gear transmission system is a safety-critical component in rail transit, typically designed for a service life exceeding 20 years. Failure analysis of such systems remains a key focus for railway engineers. This study systematically investigates four representative cases of premature gear failure in high-speed trains using a standardized analytical procedure that includes visual inspection, chemical analysis, metallographic examination, scanning electron microscopy, and hardness testing. The results identify four primary root causes: subsurface slag inclusions in raw materials, inadequate heat treatment leading to a non-martensitic layer (∼60 μm) at the tooth root, grinding-induced temper burns (crescent-shaped "black spots") accompanied by a hardness drop of ∼100-150 HV, and insufficient lubrication. The interdependencies between these factors and failure mechanisms, e.g., fatigue cracking, spalling, and thermal scuffing, are analyzed. This work provides an evidence-based framework for improving gear reliability and proposes targeted countermeasures, such as ultrasonic inclusion screening and real-time grinding temperature control, to extend operational lifespans.

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Publication Details

Journal
Materials
Published
2025-10-18
DOI
https://doi.org/10.3390/ma18204773
Primary Topic
Gear and Bearing Dynamics Analysis
Type
article
Field-Weighted Citation Impact
0.00

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article

Failure Analysis of Gear on Rail Transit

Xuedong Liu, An-Xia Pan, Yi Gong, Haoyu Wang et al.
Materials
Gear and Bearing Dynamics Analysis
article

Failure Analysis of Gear on Rail Transit

Xuedong Liu, An-Xia Pan, Yi Gong, Haoyu Wang, Chao Wen, Ping Tao, Zhenguo Yang
article en

Abstract

The gear transmission system is a safety-critical component in rail transit, typically designed for a service life exceeding 20 years. Failure analysis of such systems remains a key focus for railway engineers. This study systematically investigates four representative cases of premature gear failure in high-speed trains using a standardized analytical procedure that includes visual inspection, chemical analysis, metallographic examination, scanning electron microscopy, and hardness testing. The results identify four primary root causes: subsurface slag inclusions in raw materials, inadequate heat treatment leading to a non-martensitic layer (∼60 μm) at the tooth root, grinding-induced temper burns (crescent-shaped "black spots") accompanied by a hardness drop of ∼100-150 HV, and insufficient lubrication. The interdependencies between these factors and failure mechanisms, e.g., fatigue cracking, spalling, and thermal scuffing, are analyzed. This work provides an evidence-based framework for improving gear reliability and proposes targeted countermeasures, such as ultrasonic inclusion screening and real-time grinding temperature control, to extend operational lifespans.

MaterialsVol. 18(20)
Shanghai Jiao Tong University (CN), Fudan University (CN), CRRC (China) (CN), Changzhou University (CN)
National Natural Science Foundation of China, Government of Jiangsu Province, Natural Science Research of Jiangsu Higher Education Institutions of China
Openalex Percentile: Top 69%
Gear and Bearing Dynamics Analysis
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Failure Analysis of Gear on Rail Transit — Xuedong Liu, An-Xia Pan, et al. · Materials (2025) | TGRS Research Map | TGRS