Predictive Control Barrier Functions: Bridging model predictive control and control barrier functions

In this paper, we establish a connection between model predictive control (MPC) techniques and Control Barrier Functions (CBFs). Recognizing the similarity between CBFs and Control Lyapunov Functions (CLFs), we propose a MPC formulation that ensures invariance and safety without relying on explicit stability conditions. The value function of our proposed MPC is a CBF, which we refer to as the Predictive Control Barrier Function (PCBF), similar to traditional MPC formulations which encode stability by having value functions as CLFs. Our formulation is simpler than previous PCBF approaches and is based on weaker assumptions while proving a similar theorem that guarantees safety recovery. Notably, our MPC formulation does not require the value function to be strictly decreasing to ensure convergence to a safe invariant set. Numerical examples demonstrate the effectiveness of our approach in guaranteeing safety and constructing non-conservative CBFs.

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Publication Details

Published
2025-06-24
DOI
https://doi.org/10.23919/ecc65951.2025.11187291
Primary Topic
Advanced Control Systems Optimization
Type
article
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article

Predictive Control Barrier Functions: Bridging model predictive control and control barrier functions

Kostas Margellos, Paul J. Goulart, Han Wang, Jingyi Huang
Advanced Control Systems Optimization
article

Predictive Control Barrier Functions: Bridging model predictive control and control barrier functions

Kostas Margellos, Paul J. Goulart, Han Wang, Jingyi Huang
article en

Abstract

In this paper, we establish a connection between model predictive control (MPC) techniques and Control Barrier Functions (CBFs). Recognizing the similarity between CBFs and Control Lyapunov Functions (CLFs), we propose a MPC formulation that ensures invariance and safety without relying on explicit stability conditions. The value function of our proposed MPC is a CBF, which we refer to as the Predictive Control Barrier Function (PCBF), similar to traditional MPC formulations which encode stability by having value functions as CLFs. Our formulation is simpler than previous PCBF approaches and is based on weaker assumptions while proving a similar theorem that guarantees safety recovery. Notably, our MPC formulation does not require the value function to be strictly decreasing to ensure convergence to a safe invariant set. Numerical examples demonstrate the effectiveness of our approach in guaranteeing safety and constructing non-conservative CBFs.

University of Oxford (GB), Science Oxford (GB)
Openalex Percentile: Top 63%
Advanced Control Systems Optimization
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Predictive Control Barrier Functions: Bridging model predictive control and control barrier functions — Kostas Margellos, Paul J. Goulart, et al. · (2025) | TGRS Research Map | TGRS