Stability analysis of deep and large vertical shaft excavation by raise boring machine method through upper soft and lower hard strata

In the deep and large vertical shaft excavation project, the composite stratum poses a great challenge to the stability of the vertical shaft surrounding rock, especially the upper soft and lower hard stratum. In this paper, a tunnel ventilation shaft is taken as the engineering background, and ABAQUS finite element software is used to establish a three-dimensional numerical model of the deep and large shaft crossing the upper soft and lower hard rock layers, and analyze the radial displacement and stress evolution characteristics of the surrounding rock. Subsequently, the effects of soft and hard rock stiffness ratios and construction stages on the stability of the surrounding rock were investigated by parametric analysis. The results show that the radial displacement and stress of the surrounding rock in homogeneous rock layers increase linearly with depth. However, the radial displacement and stress in the surrounding rock near the soft-hard rock interface decrease sharply with depth. In contrast, the influence of the soft and hard rock interface on the stability of the surrounding rock was most significant during the reverse and forward drilling stages. As the difference between soft and hard rock stiffness increases, the displacement attenuation near the soft and hard rock interface is more significant, and the threat to the stability of the surrounding rock is greater. These findings can provide a reference for deformation control and support optimization of deep and large vertical shafts under complex geological conditions.

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Publication Details

Journal
Scientific Reports
Published
2025-10-14
DOI
https://doi.org/10.1038/s41598-025-19702-3
Primary Topic
Tunneling and Rock Mechanics
Type
article
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article

Stability analysis of deep and large vertical shaft excavation by raise boring machine method through upper soft and lower hard strata

Guofeng Wang, Haiyan Xu, Fayi Deng, Yongqiao Fang et al.
Scientific Reports
Tunneling and Rock Mechanics
article

Stability analysis of deep and large vertical shaft excavation by raise boring machine method through upper soft and lower hard strata

Guofeng Wang, Haiyan Xu, Fayi Deng, Yongqiao Fang, Kaifu Ren
article en

Abstract

In the deep and large vertical shaft excavation project, the composite stratum poses a great challenge to the stability of the vertical shaft surrounding rock, especially the upper soft and lower hard stratum. In this paper, a tunnel ventilation shaft is taken as the engineering background, and ABAQUS finite element software is used to establish a three-dimensional numerical model of the deep and large shaft crossing the upper soft and lower hard rock layers, and analyze the radial displacement and stress evolution characteristics of the surrounding rock. Subsequently, the effects of soft and hard rock stiffness ratios and construction stages on the stability of the surrounding rock were investigated by parametric analysis. The results show that the radial displacement and stress of the surrounding rock in homogeneous rock layers increase linearly with depth. However, the radial displacement and stress in the surrounding rock near the soft-hard rock interface decrease sharply with depth. In contrast, the influence of the soft and hard rock interface on the stability of the surrounding rock was most significant during the reverse and forward drilling stages. As the difference between soft and hard rock stiffness increases, the displacement attenuation near the soft and hard rock interface is more significant, and the threat to the stability of the surrounding rock is greater. These findings can provide a reference for deformation control and support optimization of deep and large vertical shafts under complex geological conditions.

Scientific ReportsVol. 15(1)
Sichuan Agricultural University (CN), WengFu Group (China) (CN)
Openalex Percentile: Top 70%
Tunneling and Rock Mechanics
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Stability analysis of deep and large vertical shaft excavation by raise boring machine method through upper soft and lower hard strata — Guofeng Wang, Haiyan Xu, et al. · Scientific Reports (2025) | TGRS Research Map | TGRS