Battery SOC and SOH Estimation Based on Sage-Husa Extended Kalman Filter and Feedforward Neural Network

This paper proposes a unified framework for accurate estimation of battery State of Charge (SOC) and State of Health (SOH) that integrates the Sage-Husa Extended Kalman Filter (EKF) with a Feedforward Neural Network (FNN). Adaptively estimated process and measurement noise covariances from the Sage-Husa EKF are employed as dynamic input features for the FNN, enhancing robustness to varying noise conditions. The framework is validated using 300 cycle lithium-ion battery data in both Model-In-the Loop Simulation (MILS) and Software-In-the-Loop Simulation (SILS) environments in MATLAB/Simulink. Results demonstrate that the Sage-Husa EKF-FNN achieves outstanding SOH prediction accuracy, with a Root Mean Squared Error (RMSE) of 0.0030676% and a Mean Absolute Error (MAE) of 0.0009185%, surpassing conventional methods. In SOC estimation, the Sage-Husa EKF attains the highest accuracy, with an RMSE of 0.0279150% and an MAE of 0.0011811%. The consistent MILS and SILS results confirm the reliability of the proposed approach for embedded applications, establishing a solid foundation for future real-time validation in advanced battery management system.

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Publication Details

Journal
IEEE Access
Published
2025-01-01
DOI
https://doi.org/10.1109/access.2025.3617967
Primary Topic
Advanced Battery Technologies Research
Type
article
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article

Battery SOC and SOH Estimation Based on Sage-Husa Extended Kalman Filter and Feedforward Neural Network

Sunghun Jung, Eojin Kim, Shinhyung Kim
IEEE Access
Advanced Battery Technologies Research
article

Battery SOC and SOH Estimation Based on Sage-Husa Extended Kalman Filter and Feedforward Neural Network

Sunghun Jung, Eojin Kim, Shinhyung Kim
article en

Abstract

This paper proposes a unified framework for accurate estimation of battery State of Charge (SOC) and State of Health (SOH) that integrates the Sage-Husa Extended Kalman Filter (EKF) with a Feedforward Neural Network (FNN). Adaptively estimated process and measurement noise covariances from the Sage-Husa EKF are employed as dynamic input features for the FNN, enhancing robustness to varying noise conditions. The framework is validated using 300 cycle lithium-ion battery data in both Model-In-the Loop Simulation (MILS) and Software-In-the-Loop Simulation (SILS) environments in MATLAB/Simulink. Results demonstrate that the Sage-Husa EKF-FNN achieves outstanding SOH prediction accuracy, with a Root Mean Squared Error (RMSE) of 0.0030676% and a Mean Absolute Error (MAE) of 0.0009185%, surpassing conventional methods. In SOC estimation, the Sage-Husa EKF attains the highest accuracy, with an RMSE of 0.0279150% and an MAE of 0.0011811%. The consistent MILS and SILS results confirm the reliability of the proposed approach for embedded applications, establishing a solid foundation for future real-time validation in advanced battery management system.

IEEE AccessVol. 13
Chosun University (KR)
Openalex Percentile: Top 70%
Advanced Battery Technologies Research
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Battery SOC and SOH Estimation Based on Sage-Husa Extended Kalman Filter and Feedforward Neural Network — Sunghun Jung, Eojin Kim, et al. · IEEE Access (2025) | TGRS Research Map | TGRS