Preserving mass shell condition in the stochastic optimal control derivation of the Dirac equation

Abstract The Dirac equation, central to relativistic quantum mechanics, governs spin-$\frac{1}{2}$ particles and their antiparticles, with each spinor component satisfying a Klein-Gordon-type equation -- the quantum counterpart of the relativistic mass-shell condition.
In our prior work [V. Yordanov, Sci. Rep. 14, 6507 (2024)], we derived the Dirac equation using stochastic optimal control (SOC) theory by linearizing both the Lagrangian's kinetic term and the Hamilton-Jacobi-Bellman (HJB) equation, but that earlier linearized derivation did not preserve the relativistic mass-shell condition. 
Here, we formulate the SOC problem starting from a specified covariant Lagrangian for a single relativistic charged particle in an external electromagnetic field, in which the standard relativistic square-root kinetic term and the minimal electromagnetic coupling are retained in their original form.
In addition, the Lagrangian is supplemented by a covariant spin-field coupling term describing the interaction of the particle's intrinsic spin with the electromagnetic field.
Because this spin-field term is matrix-valued, it is incorporated through scalarization so that the HJB problem remains scalar.
This yields a relativistically consistent SOC derivation in which the $\hbar \to 0$ limit of the HJB equation recovers the proper-time relativistic Hamilton--Jacobi equation, whose stationary form yields the classical mass-shell condition, while the stationary HJB equation yields the quantum-corrected mass-shell relation.
We illustrate the theory with stochastic simulations of the Dirac-Landau problem (electron in a uniform magnetic field): at the analytic optimal drift the average stochastic action attains a local minimum, and the average action components are consistent with the Dirac-Landau values within statistical uncertainty.

Authors

Publication Details

Journal
Journal of Physics A Mathematical and Theoretical
Published
2026-06-25
DOI
https://doi.org/10.1088/1751-8121/ae82cf
Primary Topic
Advanced Mathematical Modeling in Engineering
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Preserving mass shell condition in the stochastic optimal control derivation of the Dirac equation

Vasil G. Yordanov
Journal of Physics A Mathematical and Theoretical
Advanced Mathematical Modeling in Engineering
article

Preserving mass shell condition in the stochastic optimal control derivation of the Dirac equation

Vasil G. Yordanov
article en

Abstract

Abstract The Dirac equation, central to relativistic quantum mechanics, governs spin-$\frac{1}{2}$ particles and their antiparticles, with each spinor component satisfying a Klein-Gordon-type equation -- the quantum counterpart of the relativistic mass-shell condition.
In our prior work [V. Yordanov, Sci. Rep. 14, 6507 (2024)], we derived the Dirac equation using stochastic optimal control (SOC) theory by linearizing both the Lagrangian's kinetic term and the Hamilton-Jacobi-Bellman (HJB) equation, but that earlier linearized derivation did not preserve the relativistic mass-shell condition. 
Here, we formulate the SOC problem starting from a specified covariant Lagrangian for a single relativistic charged particle in an external electromagnetic field, in which the standard relativistic square-root kinetic term and the minimal electromagnetic coupling are retained in their original form.
In addition, the Lagrangian is supplemented by a covariant spin-field coupling term describing the interaction of the particle's intrinsic spin with the electromagnetic field.
Because this spin-field term is matrix-valued, it is incorporated through scalarization so that the HJB problem remains scalar.
This yields a relativistically consistent SOC derivation in which the $\hbar \to 0$ limit of the HJB equation recovers the proper-time relativistic Hamilton--Jacobi equation, whose stationary form yields the classical mass-shell condition, while the stationary HJB equation yields the quantum-corrected mass-shell relation.
We illustrate the theory with stochastic simulations of the Dirac-Landau problem (electron in a uniform magnetic field): at the analytic optimal drift the average stochastic action attains a local minimum, and the average action components are consistent with the Dirac-Landau values within statistical uncertainty.

Journal of Physics A Mathematical and Theoretical
Openalex Percentile: Top 98%
Advanced Mathematical Modeling in Engineering
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.