Exploiting the Feature Space Structures of KNN and OPF Algorithms for Identification of Incipient Faults in Power Transformers

Power transformers represent critical assets within the electrical power system, and their unexpected failures may result in substantial financial losses for both utilities and consumers. Dissolved Gas Analysis (DGA) is a well-established diagnostic method extensively employed to detect incipient faults in power transformers. Although several conventional and machine learning techniques have been applied to DGA, most of them focus only on fault classification and lack the capability to provide predictive scenarios that would enable proactive maintenance planning. In this context, the present study introduces a novel approach to DGA interpretation, which highlights the trends and progression of faults by exploring the feature space through the algorithms k-Nearest Neighbors (KNN) and Optimum-Path Forest (OPF). To improve accuracy, the following strategies were implemented: statistical filtering based on normal distribution to eliminate outliers from the dataset; augmentation of gas-related features; and feature selection using optimization algorithms such as Cuckoo Search and Genetic Algorithms. The approach was validated using data from several transformers, with fault diagnoses cross-checked against inspection reports provided by the utility company. The findings indicate that the proposed method offers valuable insights into the progression, proximity, and classification of faults with satisfactory accuracy, thereby supporting its recommendation as a complementary tool for diagnosing incipient transformer faults.

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Publication Details

Journal
Machine Learning and Knowledge Extraction
Published
2025-09-18
DOI
https://doi.org/10.3390/make7030102
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
0.00

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article

Exploiting the Feature Space Structures of KNN and OPF Algorithms for Identification of Incipient Faults in Power Transformers

André Gifalli, Welson Bassi, Marco Akio Ikeshoji, Danilo Sinkiti Gastaldello et al.
Machine Learning and Knowledge Extraction
Machine Fault Diagnosis Techniques
article

Exploiting the Feature Space Structures of KNN and OPF Algorithms for Identification of Incipient Faults in Power Transformers

André Gifalli, Welson Bassi, Marco Akio Ikeshoji, Danilo Sinkiti Gastaldello, Floriano Torres Neto, Talita Mazon, Pedro da Costa, André Nunes de Souza, Victor Hideki Saito Yamaguchi
article en

Abstract

Power transformers represent critical assets within the electrical power system, and their unexpected failures may result in substantial financial losses for both utilities and consumers. Dissolved Gas Analysis (DGA) is a well-established diagnostic method extensively employed to detect incipient faults in power transformers. Although several conventional and machine learning techniques have been applied to DGA, most of them focus only on fault classification and lack the capability to provide predictive scenarios that would enable proactive maintenance planning. In this context, the present study introduces a novel approach to DGA interpretation, which highlights the trends and progression of faults by exploring the feature space through the algorithms k-Nearest Neighbors (KNN) and Optimum-Path Forest (OPF). To improve accuracy, the following strategies were implemented: statistical filtering based on normal distribution to eliminate outliers from the dataset; augmentation of gas-related features; and feature selection using optimization algorithms such as Cuckoo Search and Genetic Algorithms. The approach was validated using data from several transformers, with fault diagnoses cross-checked against inspection reports provided by the utility company. The findings indicate that the proposed method offers valuable insights into the progression, proximity, and classification of faults with satisfactory accuracy, thereby supporting its recommendation as a complementary tool for diagnosing incipient transformer faults.

Machine Learning and Knowledge ExtractionVol. 7(3)
Federal Institute of São Paulo (BR), Universidade de São Paulo (BR), Universidade de Marília (BR), Centro de Tecnologia da Informação Renato Archer (BR), Universidade Estadual Paulista (Unesp) (BR)
Universidade Estadual Paulista
Openalex Percentile: Top 68%
Machine Fault Diagnosis Techniques
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