Developing a Quality Flag for SAR Ocean Wave Spectrum Partitioning with Machine Learning

Synthetic Aperture Radar (SAR) is one of the few instruments capable of providing high-resolution global two-dimensional (2D) measurements of ocean waves. Since 2014 and then 2016, the Sentinel-1A/B satellites, whenever operating in a specific wave mode (WV), have been providing ocean swell spectrum data as Level-2 (L2) OCeaN products (OCN), derived through a quasi-linear inversion process. This WV acquires small SAR images of 20 × 20 km footprints alternating between two sub-beams, WV1 and WV2, with incidence angles of approximately 23° and 36°, respectively, to capture ocean surface dynamics. The SAR imaging process is influenced by various modulations, including hydrodynamic, tilt, and velocity bunching. While hydrodynamic and tilt modulations can be approximated as linear processes, velocity bunching introduces significant distortion due to the satellite’s relative motion with respect to the ocean surface and leads to constructive but also destructive effects on the wave imaging process. Due to the associated azimuth cut-off, the quasi-linear inversion primarily detects ocean swells with, on average, wavelengths longer than 200 m in the SAR azimuth direction, limiting the resolution of smaller-scale wave features in azimuth but reaching 10 m resolution along range. The 2D spectral partitioning technique used in the Sentinel-1 WV OCN product separates different swell systems, known as partitions, based on their frequency, directional, and spectral characteristics. The accuracy of these partitions can be affected by several factors, including non-linear effects, large-scale surface features, and the relative direction of the swell peak to the satellite’s flight path. To address these challenges, this study proposes a novel quality control framework using a machine learning (ML) approach to develop a quality flag (QF) parameter associated with each swell partition provided in the OCN products. By pairing collocated data from Sentinel-1 (S1) and WaveWatch III (WW3) partitions, the QF parameter assigns each SAR-derived swell partition one of five quality levels: “very good,” “good,” “medium,” “low,” or “poor”. This ML-based method enhances the accuracy of wave partitions, especially in cases where non-linear effects or large-scale oceanic features distort the data. The proposed algorithm provides a robust tool for filtering out problematic partitions, improving the overall quality of ocean wave measurements obtained from SAR. Moreover, the variability in the accuracy of swell partitions, depending on the swell direction relative to the satellite’s flight heading, is effectively addressed, enabling more reliable data for oceanographic studies. This work contributes to a better understanding of ocean swell dynamics derived from SAR observations and supports the numerical swell modeling community by aiding in the refinement of models and their integration into operational systems, thereby advancing both theoretical and practical aspects of ocean wave forecasting.