Lithium-Ion Battery State of Health Prediction Based on RL-VC and BiTCN-BiGRU-SA Model

Accurate estimation of the state of health (SOH) in lithium-ion batteries serves as a critical technical prerequisite for optimizing the performance of battery management systems (BMS), ensuring system safety, and enhancing economic benefits. To address the challenges of insufficient feature extraction quality and complex nonlinear characteristics in lithium-ion battery SOH estimation, this paper proposes an SOH estimation method based on revised Lorentzian-voltage capacity (RL-VC) and bidirectional temporal convolutional network-bidirectional gated recurrent unit-self attention mechanism (BiTCN-BiGRU-SA). First, an RL-VC model is constructed to obtain the battery incremental capacity (IC) curve and extract health indicators that characterize battery aging. Traditional incremental capacity analysis (ICA) depends on the selection of sampling intervals and filtering parameters, and is easily affected by noise, resulting in blurred features, whereas the RL-VC model, based on Lorentzian function fitting, can generate a smooth and clearly featured IC curve without complex filtering, thereby enhancing the linear correlation between characteristic parameters and SOH. Second, a deep learning framework integrating BiTCN, BiGRU, and SA mechanism is constructed. The BiTCN layer extracts temporal critical features of battery operational data through bidirectional learning, the BiGRU layer captures long-term dependencies in the data, and the SA layer calculates attention scores based on BiGRU outputs to further enhance SOH estimation accuracy. Finally, the proposed method is validated using both an experimental dataset and the publicly available NASA dataset. The results demonstrate that the method exhibits high accuracy and robustness under different battery types and aging conditions, with a maximum mean absolute error (MAE) of 0.77% and a maximum root mean square error (RMSE) of 1%, outperforming comparison models such as TCN-GRU and BiTCN-BiGRU.

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Publication Details

Journal
Journal of The Electrochemical Society
Published
2025-09-01
DOI
https://doi.org/10.1149/1945-7111/ae009d
Primary Topic
Advanced Battery Technologies Research
Type
article
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article

Lithium-Ion Battery State of Health Prediction Based on RL-VC and BiTCN-BiGRU-SA Model

Minghui Gong, Fubin Yang, Xin-Li Xu, Yonghong Xu et al.
Journal of The Electrochemical Society
Advanced Battery Technologies Research
article

Lithium-Ion Battery State of Health Prediction Based on RL-VC and BiTCN-BiGRU-SA Model

Minghui Gong, Fubin Yang, Xin-Li Xu, Yonghong Xu, Tong Liang, Nanqiao Wang, Haisheng Li, Qi An, Hongguang Zhang, Baoying Peng, Yinlian Yan, R.M.H. Cheng, Yiyang Li, Weixin Jiang
article en

Abstract

Accurate estimation of the state of health (SOH) in lithium-ion batteries serves as a critical technical prerequisite for optimizing the performance of battery management systems (BMS), ensuring system safety, and enhancing economic benefits. To address the challenges of insufficient feature extraction quality and complex nonlinear characteristics in lithium-ion battery SOH estimation, this paper proposes an SOH estimation method based on revised Lorentzian-voltage capacity (RL-VC) and bidirectional temporal convolutional network-bidirectional gated recurrent unit-self attention mechanism (BiTCN-BiGRU-SA). First, an RL-VC model is constructed to obtain the battery incremental capacity (IC) curve and extract health indicators that characterize battery aging. Traditional incremental capacity analysis (ICA) depends on the selection of sampling intervals and filtering parameters, and is easily affected by noise, resulting in blurred features, whereas the RL-VC model, based on Lorentzian function fitting, can generate a smooth and clearly featured IC curve without complex filtering, thereby enhancing the linear correlation between characteristic parameters and SOH. Second, a deep learning framework integrating BiTCN, BiGRU, and SA mechanism is constructed. The BiTCN layer extracts temporal critical features of battery operational data through bidirectional learning, the BiGRU layer captures long-term dependencies in the data, and the SA layer calculates attention scores based on BiGRU outputs to further enhance SOH estimation accuracy. Finally, the proposed method is validated using both an experimental dataset and the publicly available NASA dataset. The results demonstrate that the method exhibits high accuracy and robustness under different battery types and aging conditions, with a maximum mean absolute error (MAE) of 0.77% and a maximum root mean square error (RMSE) of 1%, outperforming comparison models such as TCN-GRU and BiTCN-BiGRU.

Journal of The Electrochemical SocietyVol. 172(9)
Openalex Percentile: Top 74%
Advanced Battery Technologies Research
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