Secure Financial Data Lake Architecture: Balancing Regulatory Compliance and Analytics Capabilities

The proliferation of diverse financial data coupled with increasingly stringent regulatory demands has necessitated the adoption of data lakes by financial institutions. This article explores the critical requirements for building secure and compliant financial data lakes that effectively support regulatory reporting obligations. It examines architectural foundations incorporating security-by-design principles, zoning strategies, and infrastructure considerations for modern financial data environments. The article delves into sophisticated data governance mechanisms including hybrid access control frameworks, layered encryption approaches, and data protection techniques that balance security with analytical utility. The article further explores the operationalization of compliance through regulatory control mapping, automated policy enforcement, specialized reporting workflows, and continuous assessment methodologies. Looking forward, the article highlights emerging technologies transforming compliance automation, including advanced natural language processing, distributed ledger technologies, and AI-driven regulatory intelligence. By integrating security and compliance throughout the data lifecycle, this work provides a comprehensive framework for financial institutions to leverage data lakes for regulatory reporting while mitigating risks in an increasingly complex landscape.

Authors

Publication Details

Journal
Journal of Information Systems Engineering & Management
Published
2025-08-20
DOI
https://doi.org/10.52783/jisem.v10i58s.12728
Primary Topic
Big Data and Business Intelligence
Type
article
Field-Weighted Citation Impact
0.00
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article

Secure Financial Data Lake Architecture: Balancing Regulatory Compliance and Analytics Capabilities

Dhruvesh Talati
2 links
Journal of Information Systems Engineering & Management
Big Data and Business Intelligence
article

Secure Financial Data Lake Architecture: Balancing Regulatory Compliance and Analytics Capabilities

Dhruvesh Talati
article en

Abstract

The proliferation of diverse financial data coupled with increasingly stringent regulatory demands has necessitated the adoption of data lakes by financial institutions. This article explores the critical requirements for building secure and compliant financial data lakes that effectively support regulatory reporting obligations. It examines architectural foundations incorporating security-by-design principles, zoning strategies, and infrastructure considerations for modern financial data environments. The article delves into sophisticated data governance mechanisms including hybrid access control frameworks, layered encryption approaches, and data protection techniques that balance security with analytical utility. The article further explores the operationalization of compliance through regulatory control mapping, automated policy enforcement, specialized reporting workflows, and continuous assessment methodologies. Looking forward, the article highlights emerging technologies transforming compliance automation, including advanced natural language processing, distributed ledger technologies, and AI-driven regulatory intelligence. By integrating security and compliance throughout the data lifecycle, this work provides a comprehensive framework for financial institutions to leverage data lakes for regulatory reporting while mitigating risks in an increasingly complex landscape.

Journal of Information Systems Engineering & ManagementVol. 10(58s)
Openalex Percentile: Top 61%
Big Data and Business Intelligence
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Secure Financial Data Lake Architecture: Balancing Regulatory Compliance and Analytics Capabilities — Dhruvesh Talati · Journal of Information Systems Engineering & Management (2025) | TGRS Research Map | TGRS