Combining Forgetting Factor Recursive Least Squares and Adaptive Extended Kalman Filter Techniques for Dynamic Estimation of Lithium Battery State of Charge

For electric vehicles widely used recently, lithium-ion batteries serve as the primary energy storage units, affecting the vehicles’ performance, safety, and lifespan. Accurate state of charge (SOC) estimation is pivotal for the battery management system (BMS) to enhance the predictability of the vehicle’s range and avert thermal runaway due to improper charging methods. In this study, an adaptive SOC estimation methodology was developed using parameter identification with forgetting factor recursive least squares (FFRLS). These parameters are then incorporated into a dual adaptive extended Kalman filter (DAEKF) for SOC estimation under varying load conditions. DAEKF is used to dynamically adjust the covariance matrices for process and measurement noises, significantly enhancing the filter’s adaptability and precision. The integration of FFRLS and DAEKF enables a robust SOC estimation of electric vehicles, featuring rapid computation speeds, high accuracy, and excellent adaptability, positioning them as ideal candidates for enhancements in battery management system technology.

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Published
2025-08-28
DOI
https://doi.org/10.3390/engproc2025108001
Primary Topic
Advanced Battery Technologies Research
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article
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article

Combining Forgetting Factor Recursive Least Squares and Adaptive Extended Kalman Filter Techniques for Dynamic Estimation of Lithium Battery State of Charge

P. Chen, Wei-Wen Hsu, Hung-Chih Ku, En-Jui Liu et al.
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Advanced Battery Technologies Research
article

Combining Forgetting Factor Recursive Least Squares and Adaptive Extended Kalman Filter Techniques for Dynamic Estimation of Lithium Battery State of Charge

P. Chen, Wei-Wen Hsu, Hung-Chih Ku, En-Jui Liu, Wang Hong, Chu‐Ong Ting
article en

Abstract

For electric vehicles widely used recently, lithium-ion batteries serve as the primary energy storage units, affecting the vehicles’ performance, safety, and lifespan. Accurate state of charge (SOC) estimation is pivotal for the battery management system (BMS) to enhance the predictability of the vehicle’s range and avert thermal runaway due to improper charging methods. In this study, an adaptive SOC estimation methodology was developed using parameter identification with forgetting factor recursive least squares (FFRLS). These parameters are then incorporated into a dual adaptive extended Kalman filter (DAEKF) for SOC estimation under varying load conditions. DAEKF is used to dynamically adjust the covariance matrices for process and measurement noises, significantly enhancing the filter’s adaptability and precision. The integration of FFRLS and DAEKF enables a robust SOC estimation of electric vehicles, featuring rapid computation speeds, high accuracy, and excellent adaptability, positioning them as ideal candidates for enhancements in battery management system technology.

National Taitung University (TW), National Chung Shan Institute of Science and Technology (TW)
Affordable and clean energy
Openalex Percentile: Top 76%
Advanced Battery Technologies Research
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Combining Forgetting Factor Recursive Least Squares and Adaptive Extended Kalman Filter Techniques for Dynamic Estimation of Lithium Battery State of Charge — P. Chen, Wei-Wen Hsu, et al. · (2025) | TGRS Research Map | TGRS