Edge Association Strategies for Synthetic Data Empowered Hierarchical Federated Learning With Non-IID Data

In recent years, Federated Learning (FL) has emerged as a widely adopted privacy-preserving distributed training approach, attracting significant interest from both academia and industry. Research efforts have been dedicated to improving different aspects of FL, such as algorithm improvement, resource allocation, and client selection, to enable its deployment in distributed edge networks for practical applications. One of the reasons for the poor FL model performance is due to the worker dropout during training as the FL server may be located far away from the FL workers. To address this issue, an Hierarchical Federated Learning (HFL) framework has been introduced, incorporating an additional layer of edge servers to relay communication between the FL server and workers. While the HFL framework improves the communication between the FL server and workers, large number of communication rounds may still be required for model convergence, particularly when FL workers have non-independent and identically distributed (non-IID) data. Moreover, the FL workers are assumed to fully cooperate in the FL training process, which may not always be true in practical situations. To overcome these challenges, we propose a synthetic-data-empowered HFL framework that mitigates the statistical issues arising from non-IID local datasets while also incentivizing FL worker participation. In our proposed framework, the edge servers reward the FL workers in their clusters for facilitating the FL training process. To improve the performance of the FL model given the non-IID local datasets of the FL workers, the edge servers generate and distribute synthetic datasets to FL workers within their clusters. FL workers determine which edge server to associate with, considering the computational resources required to train on both their local datasets and the synthetic datasets. The simulation results show that an evolutionary equilibrium is reached where the FL workers do not have incentive to change their edge association strategies. Given this equilibrium, the FL workers facilitate the FL training of the edge servers that they associate with and be rewarded for their contributions. The proposed framework achieves higher FL model accuracy with an addition of 5% of synthetic data.

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Publication Details

Journal
IEEE Internet of Things Journal
Published
2025-08-25
DOI
https://doi.org/10.1109/jiot.2025.3602382
Primary Topic
Privacy-Preserving Technologies in Data
Type
article
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article

Edge Association Strategies for Synthetic Data Empowered Hierarchical Federated Learning With Non-IID Data

Iqbal Gondal, Aditya Pribadi Kalapaaking, Jer Shyuan Ng, Ibrahim Khalil et al.
IEEE Internet of Things Journal
Privacy-Preserving Technologies in Data
article

Edge Association Strategies for Synthetic Data Empowered Hierarchical Federated Learning With Non-IID Data

Iqbal Gondal, Aditya Pribadi Kalapaaking, Jer Shyuan Ng, Ibrahim Khalil, Dusit Niyato, Xiaoyu Xia
article en

Abstract

In recent years, Federated Learning (FL) has emerged as a widely adopted privacy-preserving distributed training approach, attracting significant interest from both academia and industry. Research efforts have been dedicated to improving different aspects of FL, such as algorithm improvement, resource allocation, and client selection, to enable its deployment in distributed edge networks for practical applications. One of the reasons for the poor FL model performance is due to the worker dropout during training as the FL server may be located far away from the FL workers. To address this issue, an Hierarchical Federated Learning (HFL) framework has been introduced, incorporating an additional layer of edge servers to relay communication between the FL server and workers. While the HFL framework improves the communication between the FL server and workers, large number of communication rounds may still be required for model convergence, particularly when FL workers have non-independent and identically distributed (non-IID) data. Moreover, the FL workers are assumed to fully cooperate in the FL training process, which may not always be true in practical situations. To overcome these challenges, we propose a synthetic-data-empowered HFL framework that mitigates the statistical issues arising from non-IID local datasets while also incentivizing FL worker participation. In our proposed framework, the edge servers reward the FL workers in their clusters for facilitating the FL training process. To improve the performance of the FL model given the non-IID local datasets of the FL workers, the edge servers generate and distribute synthetic datasets to FL workers within their clusters. FL workers determine which edge server to associate with, considering the computational resources required to train on both their local datasets and the synthetic datasets. The simulation results show that an evolutionary equilibrium is reached where the FL workers do not have incentive to change their edge association strategies. Given this equilibrium, the FL workers facilitate the FL training of the edge servers that they associate with and be rewarded for their contributions. The proposed framework achieves higher FL model accuracy with an addition of 5% of synthetic data.

IEEE Internet of Things JournalVol. 12(22)
The Royal Melbourne Hospital (AU), Nanyang Technological University (SG)
Openalex Percentile: Top 88%
Privacy-Preserving Technologies in Data
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