Classification of Rockburst Intensity Grades: A Method Integrating k-Medoids-SMOTE and BSLO-RF

Precise forecasting of rockburst intensity categories is vital to safeguarding operational safety and refining design protocols in deep underground engineering. This study proposes an intelligent forecasting framework through the integration of k-medoids-SMOTE and the BSLO-optimized Random Forest (BSLO-RF) algorithm. A curated dataset encompassing 351 rockburst instances, stratified into four intensity grades, was compiled via systematic literature synthesis. To mitigate data imbalance and outlier interference, z-score normalization and k-medoids-SMOTE oversampling were implemented, with t-SNE visualization confirming improved inter-class distinguishability. Notably, the BSLO algorithm was utilized for hyperparameter tuning of the Random Forest model, thereby strengthening its global search and local refinement capabilities. Comparative analyses revealed that the optimized BSLO-RF framework outperformed conventional machine learning methods (e.g., BSLO-SVM, BSLO-BP), achieving an average prediction accuracy of 89.16% on the balanced dataset—accompanied by a recall of 87.5% and F1-score of 0.88. It exhibited superior performance in predicting extreme grades: 93.3% accuracy for Level I (no rockburst) and 87.9% for Level IV (severe rockburst), exceeding BSLO-SVM (75.8% for Level IV) and BSLO-BP (72.7% for Level IV). Field validation via the Zhongnanshan Tunnel project further corroborated its reliability, yielding an 80% prediction accuracy (four out of five cases correctly classified) and verifying its adaptability to complex geological settings. This research introduces a robust intelligent classification approach for rockburst intensity, offering actionable insights for risk assessment and mitigation in deep mining and tunneling initiatives.

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Publication Details

Journal
Applied Sciences
Published
2025-08-16
DOI
https://doi.org/10.3390/app15169045
Primary Topic
Rock Mechanics and Modeling
Type
article
Field-Weighted Citation Impact
0.00

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article

Classification of Rockburst Intensity Grades: A Method Integrating k-Medoids-SMOTE and BSLO-RF

Bing Dai, Hanwen Jia, Peng Li, Danli Li et al.
Applied Sciences
Rock Mechanics and Modeling
article

Classification of Rockburst Intensity Grades: A Method Integrating k-Medoids-SMOTE and BSLO-RF

Bing Dai, Hanwen Jia, Peng Li, Danli Li, Qinzheng Wu
article en

Abstract

Precise forecasting of rockburst intensity categories is vital to safeguarding operational safety and refining design protocols in deep underground engineering. This study proposes an intelligent forecasting framework through the integration of k-medoids-SMOTE and the BSLO-optimized Random Forest (BSLO-RF) algorithm. A curated dataset encompassing 351 rockburst instances, stratified into four intensity grades, was compiled via systematic literature synthesis. To mitigate data imbalance and outlier interference, z-score normalization and k-medoids-SMOTE oversampling were implemented, with t-SNE visualization confirming improved inter-class distinguishability. Notably, the BSLO algorithm was utilized for hyperparameter tuning of the Random Forest model, thereby strengthening its global search and local refinement capabilities. Comparative analyses revealed that the optimized BSLO-RF framework outperformed conventional machine learning methods (e.g., BSLO-SVM, BSLO-BP), achieving an average prediction accuracy of 89.16% on the balanced dataset—accompanied by a recall of 87.5% and F1-score of 0.88. It exhibited superior performance in predicting extreme grades: 93.3% accuracy for Level I (no rockburst) and 87.9% for Level IV (severe rockburst), exceeding BSLO-SVM (75.8% for Level IV) and BSLO-BP (72.7% for Level IV). Field validation via the Zhongnanshan Tunnel project further corroborated its reliability, yielding an 80% prediction accuracy (four out of five cases correctly classified) and verifying its adaptability to complex geological settings. This research introduces a robust intelligent classification approach for rockburst intensity, offering actionable insights for risk assessment and mitigation in deep mining and tunneling initiatives.

Applied SciencesVol. 15(16)
University of South China (CN)
National Natural Science Foundation of China, Natural Science Foundation of Shandong Province, National Science and Technology Major Project
Openalex Percentile: Top 76%
Rock Mechanics and Modeling
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