Wormhole Dynamics in Deep Neural Networks

This work investigates the generalization behavior of deep neural networks (DNNs), focusing on the phenomenon of "fooling examples," where DNNs confidently classify inputs that appear random or unstructured to humans. To explore this phenomenon, we introduce an analytical framework based on maximum likelihood estimation (MLE), without adhering to conventional numerical approaches that rely on gradient-based optimization and explicit labels. Our analysis reveals that DNNs operating in an overparameterized regime exhibit a collapse in the output feature space. While this collapse improves network generalization, adding more layers eventually leads to a state of degeneracy, where the model learns trivial solutions by mapping distinct inputs to the same output, resulting in zero loss. Further investigation demonstrates that this degeneracy can be bypassed using our newly derived "wormhole" solution. The wormhole solution, when applied to arbitrary fooling examples, reconciles meaningful labels with random ones and provides a novel perspective on shortcut learning. These findings offer deeper insights into DNN generalization and highlight directions for future research on learning dynamics in unsupervised settings to bridge the gap between theory and practice.

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Publication Details

Journal
IEEE Transactions on Neural Networks and Learning Systems
Published
2025-08-18
DOI
https://doi.org/10.1109/tnnls.2025.3591614
Primary Topic
Neural Networks and Applications
Type
article
Field-Weighted Citation Impact
0.00

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article

Wormhole Dynamics in Deep Neural Networks

Yen-Lung Lai, Zhe Jin
IEEE Transactions on Neural Networks and Learning Systems
Neural Networks and Applications
article

Wormhole Dynamics in Deep Neural Networks

Yen-Lung Lai, Zhe Jin
article en

Abstract

This work investigates the generalization behavior of deep neural networks (DNNs), focusing on the phenomenon of "fooling examples," where DNNs confidently classify inputs that appear random or unstructured to humans. To explore this phenomenon, we introduce an analytical framework based on maximum likelihood estimation (MLE), without adhering to conventional numerical approaches that rely on gradient-based optimization and explicit labels. Our analysis reveals that DNNs operating in an overparameterized regime exhibit a collapse in the output feature space. While this collapse improves network generalization, adding more layers eventually leads to a state of degeneracy, where the model learns trivial solutions by mapping distinct inputs to the same output, resulting in zero loss. Further investigation demonstrates that this degeneracy can be bypassed using our newly derived "wormhole" solution. The wormhole solution, when applied to arbitrary fooling examples, reconciles meaningful labels with random ones and provides a novel perspective on shortcut learning. These findings offer deeper insights into DNN generalization and highlight directions for future research on learning dynamics in unsupervised settings to bridge the gap between theory and practice.

IEEE Transactions on Neural Networks and Learning SystemsVol. 36(11)
Anhui University (CN)
National Science Foundation, National Natural Science Foundation of China
Openalex Percentile: Top 89%
Neural Networks and Applications
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Wormhole Dynamics in Deep Neural Networks — Yen-Lung Lai, Zhe Jin · IEEE Transactions on Neural Networks and Learning Systems (2025) | TGRS Research Map | TGRS